Theories of gravitation

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Recent papers

  • We investigate formulations of quantum field theories whose kinetic terms involve fractional or continuous powers of the d’Alembert operator. The primary requirements are perturbative unitarity and a well-defined classical limit with a finite number of initial conditions. A direct approach consists of continuing the correlation functions from Euclidean space to Minkowski spacetime using the fakeon prescription for the fractional part of the power. Alternative formulations arise through decomposition, in which the fractional part is represented as a continuum of ordinary fakeons. These options are infinite in number and yield inequivalent Minkowskian theories with the same Euclidean counterpart. We demonstrate these features at tree level and for bubble diagrams. We also point out potential pitfalls in the calculations. Finally, we show how to treat continuous powers of covariant d’Alembertians in fractional gauge and gravity theories. The Ward and Cutkosky identities hold in all formulations. PDFPhys. Rev. D 114 (2026) 065009 | DOI: 10.1103/75jy-gbbl arXiv: 2604.23215 [hep-th]

  • Certain approaches to quantum gravity, such as the one based on the concept of purely virtual particles (fakeons), sacrifice the cause-effect relation at very small scales to reconcile renormalizability with unitarity. Other developments have also urged caution regarding the idea of causality as a fundamental principle. In this paper, we examine the problem from multiple perspectives, including locality and predictivity, and extend the existing skepticism in several directions. Emphasizing the impact of unruly “disruptors”, we point out that the illusory arrow of time associated with causality and predictivity is inherently statistical. This renders the cause-effect relation strained at the microscopic level. We also show that causation is a borderline concept that demands belief in entities which can act on nature without being part of it. Ultimately, not only is renouncing microcausality a reasonable price to pay for a consistent and predictive theory of quantum gravity (as is the one based on the fakeon idea), but the very notion of causality is misleading. Resting as it does on metaphysical assumptions, it should therefore be abandoned in fundamental physics. PDFFound. Phys. 56 (2026) 27 | DOI: 10.1007/s10701-026-00928-8 arXiv: 2601.06346 [gr-qc] Versione italiana

  • Theories with purely virtual particles (fakeons) do not possess a classical action in the strict sense, but rather a “classicized” one, obtained by integrating out the fake particles at tree level. Although this procedure generates nonlocal interactions, we show that the resulting classicized equations of motion are not burdened with the need to specify infinitely many initial conditions. The reason is the inherent link between the fakeonic system and the parent higher-derivative local system: the solution space of the former is an appropriate subspace of solutions of the latter. A somewhat unexpected proviso is that, in order to avoid overcounting, the fakeon prescription must be obtained as a limit or special case of a more generic prescription. Ultimately, the set of degrees of freedom matches physical expectations, the extra ones (ghosts or otherwise) being removed by rendering them purely virtual. We illustrate the counting in simple linear solvable models and provide the general proof. Along similar lines, we analyze Dirac’s removal of runaway solutions in classical electrodynamics. PDFJ. High Energy Phys. 01 (2026) 104 | DOI: 10.1007/JHEP01(2026)104 arXiv: 2510.05276 [hep-th]

  • In the context of field theories with complex poles, we scrutinize four inequivalent ways of defining the scattering amplitudes, each forfeiting one or more tenets of standard quantum field theory while preserving the others: (i) a textbook Wick rotation by analytic continuation of the external momenta from Euclidean to Lorentzian signature (no optical theorem), (ii) the Lee–Wick–Nakanishi prescription, integrating along a certain contour in the complex energy plane (no Lorentz invariance), (iiii) the fakeon prescription, where, in addition, spatial momenta are integrated on a complex path defined by the locus of singularities of the loop integrand (no analyticity of the amplitude) and (iv) to work directly on Minkowski spacetime, which violates the optical theorem and also bars power-counting renormalizability. In general, mixed Euclidean-Lorentzian prescriptions for internal and external momenta in loop integrals break Lorentz invariance, regardless of the type of masses involved. We conclude that, of the above four options, only the fakeon prescription is physically viable and can have applications to quantum gravity. PDFJ. High Energy Phys. 05 (2025) 145 | DOI: 10.1007/JHEP05(2025)145 arXiv: 2503.01841 [hep-th]

  • We investigate the relationship between nonlocal and local quantum field theories, and search for a viable notion of “local limit” to relate the unitary models. In Euclidean space it is relatively easy to have nonlocal theories with well-behaved local limits. In Minkowski spacetime, instead, singular behaviors are generically expected. Relaxing some assumptions on the “form factors” considered in the literature, we identify a class of models that have regular local limits in Minkowski spacetime. We call the models “asymptotically local” quantum field theories (AL-QFTs) and show that their limits are theories with physical and purely virtual particles (PVPs). In the bubble diagram, the nonlocal deformation generates PVPs straightforwardly. In the triangle diagram, it does so possibly up to multi-threshold corrections, which may be adjusted by tuning the deformation itself. We also build an asymptotically local deformation of quantum gravity with purely virtual particles. AL-QFT can serve various purposes, such as suggesting innovative approaches to off-shell physics, providing an alternative formulation for theories with PVPs, or smoothing out nonanalytic behaviors. We discuss its inherent arbitrariness and the implications for renormalizability. PDFEur. Phys. J. C 85 (2025) 999 | DOI: 10.1140/epjc/s10052-025-14578-z arXiv: 2410.21599 [hep-th]

  • We study the impact of the expansion of the universe on a broad class of objects, including black holes, neutron stars, white dwarfs, and others. Using metrics that incorporate primordial inhomogeneities, the effects of a hypothetical “center of the universe” on inflation are calculated. Dynamic coordinates for black holes that account for expansions or contractions with arbitrary rates are provided. We consider the possibility that the universe may be bound to evolve into an ultimate state of “total dilution”, wherein stable particles are so widely separated that physical communication among them will be impossible for eternity. This is also a scenario of “cosmic virtuality”, as no wave-function collapse would occur again. We provide classical models evolving this way, based on the Majumdar-Papapetrou geometries. More realistic configurations, instead, indicate that gravitational forces locally counteract expansion, except in the universe’s early stages. We comment on whether quantum phenomena may dictate that total dilution is indeed the cosmos’ ultimate destiny. PDFSymmetry 2024, 16(11), 1412 | DOI: 10.3390/sym16111412 arXiv: 2405.12050 [gr-qc] hal-04580536

  • We study gauge theories and quantum gravity in a finite interval of time $ \tau $, on a compact space manifold $\Omega $. The initial, final and boundary conditions are formulated in gauge invariant and general covariant ways by means of purely virtual extensions of the theories, which allow us to “trivialize” the local symmetries and switch to invariant fields (the invariant metric tensor, invariant quark and gluon fields, etc.). The evolution operator $U(t_{\text{f}},t_{\text{i}})$ is worked out diagrammatically for arbitrary initial and final states, as well as boundary conditions on $\partial \Omega $, and shown to be well defined and unitary for arbitrary $\tau =t_{\text{f}}-t_{\text{i}}<\infty $. We illustrate the basic properties in Yang-Mills theory on the cylinder. PDFPhys. Rev. D 109 (2024) 025003 | DOI: 10.1103/PhysRevD.109.025003 arXiv: 2306.07333 [hep-th]

  • We study the free and dressed propagators of physical and purely virtual particles in a finite interval of time $τ$ and on a compact space manifold $Ω$, using coherent states. In the free-field limit, the propagators are described by the entire function $(e^{z}-1-z)/z^{2}$, whose shape on the real axis is similar to the one of a Breit-Wigner function, with an effective width around $1/τ$. The real part is positive, in agreement with unitarity, and remains so after including the radiative corrections, which shift the function into the physical half plane. We investigate the effects of the restriction to finite $τ$ on the problem of unstable particles vs resonances, and show that the muon observation emerges from the right physical process, differently from what happens at $τ=\infty $. We also study the case of purely virtual particles, and show that, if $τ$ is small enough, there exists a situation where the geometric series of the self-energies is always convergent. The plots of the dressed propagators show testable differences: while physical particles are characterized by the usual, single peak, purely virtual particles are characterized by twin peaks. PDFJ. High Energ. Phys. 07 (2023) 99 | DOI: 10.1007/JHEP07(2023)099 arXiv: 2304.07643 [hep-ph]

  • We provide a diagrammatic formulation of perturbative quantum field theory in a finite interval of time $τ$, on a compact space manifold $Ω$. We explain how to compute the evolution operator $U(t_{\text{f}},t_{\text{i}})$ between the initial time $t_{\text{i}}$ and the final time $t_{\text{f}}=t_{\text{i}}+τ$, study unitarity and renormalizability, and show how to include purely virtual particles, by rendering some physical particles (and all the ghosts, if present) purely virtual. The details about the restriction to finite $τ$ and compact $Ω$ are moved away from the internal sectors of the diagrams (apart from the discretization of the three-momenta), and coded into external sources. So doing, the diagrams are as similar as possible to the usual $S$ matrix diagrams, and most known theorems extend straightforwardly. Unitarity is studied by means of the spectral optical identities, and the diagrammatic version of the identity $U^†(t_{\text{f}},t_{\text{i}})U(t_{\text{f}},t_{\text{i}})=1$. The dimensional regularization is extended to finite $τ$ and compact $Ω$, and used to prove, under general assumptions, that renormalizability holds whenever it holds at $τ=\infty $, $Ω=\mathbb{R}^{3}$. Purely virtual particles are introduced by removing the on-shell contributions of some physical particles, and the ghosts, from the core diagrams, and trivializing their initial and final conditions. The resulting evolution operator $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ is unitary, but does not satisfy the more general identity $U_{\text{ph}}(t_{3},t_{2})U_{\text{ph}}(t_{2},t_{1})$ $=U_{\text{ph}}(t_{3},t_{1})$. As a consequence, $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ cannot be derived from a Hamiltonian in a standard way, in the presence of purely virtual particles. PDFJ. High Energ. Phys. 07 (2023) 209 | DOI: 10.1007/JHEP07(2023)209 arXiv: 2304.07642 [hep-th]

  • We formulate a new quantization principle for perturbative quantum field theory, based on a minimally non time-ordered product, and show that it gives the theories of physical particles and purely virtual particles. Given a classical Lagrangian, the quantization proceeds as usual, guided by the time-ordered product, up to the common scattering matrix $S$, which satisfies a unitarity or a pseudounitarity equation. The physical scattering matrix $S_{\text{ph}}$ is built from $S$, by gluing $S$ diagrams together into new diagrams, through non time-ordered propagators. We classify the most general way to gain unitarity by means of such operations, and point out that a special solution “minimizes” the time-ordering violation. We show that the scattering matrix $S_{\text{ph}}$ given by this solution coincides with the one obtained by turning the would-be ghosts (and possibly some would-be physical particles) into purely virtual particles (fakeons). We study tricks to descend and ascend in a unique way among diagrams, and illustrate them in several examples: the ascending chain from the bubble to the hexagon, at one loop; the box with diagonal, at two loops; other diagrams, with more loops. PDFJ. High Energy Phys. 12 (2022) 088 | DOI: 10.1007/JHEP12(2022)088 arXiv: 2210.14240 [hep-th]

Renormalization

We study the free and dressed propagators of physical and purely virtual particles in a finite interval of time $τ$ and on a compact space manifold $Ω$, using coherent states. In the free-field limit, the propagators are described by the entire function $(e^{z}-1-z)/z^{2}$, whose shape on the real axis is similar to the one of a Breit-Wigner function, with an effective width around $1/τ$. The real part is positive, in agreement with unitarity, and remains so after including the radiative corrections, which shift the function into the physical half plane. We investigate the effects of the restriction to finite $τ$ on the problem of unstable particles vs resonances, and show that the muon observation emerges from the right physical process, differently from what happens at $τ=\infty $. We also study the case of purely virtual particles, and show that, if $τ$ is small enough, there exists a situation where the geometric series of the self-energies is always convergent. The plots of the dressed propagators show testable differences: while physical particles are characterized by the usual, single peak, purely virtual particles are characterized by twin peaks.

PDF

J. High Energ. Phys. 07 (2023) 99 | DOI: 10.1007/JHEP07(2023)099

arXiv: 2304.07643 [hep-ph]

We extend quantum field theory by including purely virtual “cloud” sectors, to define physical off-shell correlation functions of gauge invariant quark and gluon fields, without affecting the $S$ matrix amplitudes. The extension is made of certain cloud bosons, plus their anticommuting partners. Both are quantized as purely virtual, to ensure that they do not propagate ghosts. The extended theory is renormalizable and unitary. In particular, the off-shell, diagrammatic version of the optical theorem holds. We calculate the one-loop two-point functions of dressed quarks and gluons, and show that their absorptive parts are gauge independent, cloud independent and positive (while they are generically unphysical if the cloud sectors are not purely virtual). A gauge/cloud duality simplifies the computations and shows that the gauge choice is just a particular cloud. It is possible to dress every field insertion with a different cloud. We compare the purely virtual extension to previous approaches to similar problems.

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Eur. Phys. J. C 83 (2023) 544 | DOI: 10.1140/epjc/s10052-023-11717-2

arXiv: 2207.11271 [hep-ph]

Talk given at the conference PAFT 2019 – Current problems in theoretical physics. Aspects of nonperturbative QFT, foundations of quantum theory, quantum spacetime. XXV edition, Vietri sul Mare (Salerno, Italy), April 13-17, 2019




A new quantization prescription is able to endow quantum field theory with a new type of “particle”, the fakeon (fake particle), which mediates interactions, but cannot be observed. A massive fakeon of spin 2 (together with a scalar field) allows us to build a theory of quantum gravity that is both renormalizable and unitary, and to some extent unique. After presenting the general properties of this theory, I discuss its classical limit, which carries important remnants of the fakeon quantization prescription and reveals unforeseen features.

PDF

The “fakeon” is a fake degree of freedom, i.e. a degree of freedom that does not belong to the physical spectrum, but propagates inside the Feynman diagrams. Fakeons can be used to make higher-derivative theories unitary. Moreover, they help us clarify how the Lee-Wick models work. In this paper we study the fakeon models, that is to say the theories that contain fake and physical degrees of freedom. We formulate them by (nonanalytically) Wick rotating their Euclidean versions. We investigate the properties of arbitrary Feynman diagrams and, among other things, prove that the fakeon models are perturbatively unitary to all orders. If standard power counting constraints are fulfilled, the models are also renormalizable. The S matrix is regionwise analytic. The amplitudes can be continued from the Euclidean region to the other regions by means of an unambiguous, but nonanalytic, operation, called average continuation. We compute the average continuation of typical amplitudes in four, three and two dimensions and show that its predictions agree with those of the nonanalytic Wick rotation. By reconciling renormalizability and unitarity in higher-derivative theories, the fakeon models are good candidates to explain quantum gravity.

PDF

J. High Energy Phys. 02 (2018) 141 | DOI: 10.1007/JHEP02(2018)141

arXiv: 1801.00915 [hep-th]

hal-01900285

We study the main options for a unitary and renormalizable, local quantum field theory of the gravitational interactions. The first model is a Lee-Wick superrenormalizable higher-derivative gravity, formulated as a nonanalytically Wick rotated Euclidean theory. We show that, under certain conditions, the $S$ matrix is unitary when the cosmological constant vanishes. The model is the simplest of its class. However, infinitely many similar options are allowed, which raises the issue of uniqueness. To deal with this problem, we propose a new quantization prescription, by doubling the unphysical poles of the higher-derivative propagators and turning them into Lee-Wick poles. The Lagrangian of the simplest theory of quantum gravity based on this idea is the linear combination of $R$, $R_{\mu \nu}R^{\mu \nu }$, $R^{2}$ and the cosmological term. Only the graviton propagates in the cutting equations and, when the cosmological constant vanishes, the $S$ matrix is unitary. The theory satisfies the locality of counterterms and is renormalizable by power counting. It is unique in the sense that it is the only one with a dimensionless gauge coupling.

PDF

J. High Energy Phys. 06 (2017) 086 | DOI: 10.1007/JHEP06(2017)086

arXiv: 1704.07728 [hep-th]

OSF preprints | DOI: 10.31219/osf.io/rbt2c

hal-01900209

→ Mathematica files attached to paper

We show that Minkowski higher-derivative quantum field theories are generically inconsistent, because they generate nonlocal, non-Hermitian ultraviolet divergences, which cannot be removed by means of standard renormalization procedures. By “Minkowski theories” we mean theories that are defined directly in Minkowski spacetime. The problems occur when the propagators have complex poles, so that the correlation functions cannot be obtained as the analytic continuations of their Euclidean versions. The usual power counting rules fail and are replaced by much weaker ones. Self-energies generate complex divergences proportional to inverse powers of D’Alembertians. Three-point functions give more involved nonlocal divergences, which couple to infrared effects. The violations of the locality and Hermiticity of counterterms are illustrated by means of explicit computations in scalar models and higher-derivative gravity.

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Eur. Phys. J. C 77 (2017) 84 | DOI: 10.1140/epjc/s10052-017-4646-7

arXiv: 1612.06510 [hep-th]

Using the background field method and the Batalin-Vilkovisky formalism, we prove a key theorem on the cohomology of perturbatively local functionals of arbitrary ghost numbers, in renormalizable and nonrenormalizable quantum field theories whose gauge symmetries are general covariance, local Lorentz symmetry, non-Abelian Yang-Mills symmetries and Abelian gauge symmetries. Interpolating between the background field approach and the usual, nonbackground approach by means of a canonical transformation, we take advantage of the properties of both approaches and prove that a closed functional is the sum of an exact functional plus a functional that depends only on the physical fields and possibly the ghosts. The assumptions of the theorem are the mathematical versions of general properties that characterize the counterterms and the local contributions to the potential anomalies. This makes the outcome a theorem on the cohomology of renormalization, rather than the whole local cohomology. The result supersedes numerous involved arguments that are available in the literature.

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Phys. Rev. D 93 (2016) 065034 | DOI: 10.1103/PhysRevD.93.065034

arXiv: 1511.01244 [hep-th]

We prove the Adler-Bardeen theorem in a large class of general gauge theories, including nonrenormalizable ones. We assume that the gauge symmetries are general covariance, local Lorentz symmetry and Abelian and non-Abelian Yang-Mills symmetries, and that the local functionals of vanishing ghost numbers satisfy a variant of the Kluberg-Stern–Zuber conjecture. We show that if the gauge anomalies are trivial at one loop, for every truncation of the theory there exists a subtraction scheme where they manifestly vanish to all orders, within the truncation. Outside the truncation the cancellation of gauge anomalies can be enforced by fine-tuning local counterterms. The framework of the proof is worked out by combining a recently formulated chiral dimensional regularization with a gauge invariant higher-derivative regularization. If the higher-derivative regularizing terms are placed well beyond the truncation, and the energy scale $\Lambda $ associated with them is kept fixed, the theory is super-renormalizable and has the property that, once the gauge anomalies are canceled at one loop, they manifestly vanish from two loops onwards by simple power counting. When the $\Lambda $ divergences are subtracted away and $\Lambda $ is sent to infinity, the anomaly cancellation survives in a manifest form within the truncation and in a nonmanifest form outside. The standard model coupled to quantum gravity satisfies all the assumptions, so it is free of gauge anomalies to all orders.

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Phys. Rev. D 91 (2015) 105016 | DOI: 10.1103/PhysRevD.91.105016

arXiv: 1501.07014 [hep-th]

The properties of quantum gravity are reviewed from the point of view of renormalization. Various attempts to overcome the problem of nonrenormalizability are presented, and the reasons why most of them fail for quantum gravity are discussed. Interesting possibilities come from relaxing the locality assumption, which can inspire the investigation of a largely unexplored sector of quantum field theory. Another possibility is to work with infinitely many independent couplings, and search for physical quantities that only depend on a finite subset of them. In this spirit, it is useful to organize the classical action of quantum gravity, determined by renormalization, in a convenient way. Taking advantage of perturbative local field redefinitions, we write the action as the sum of the Hilbert term, the cosmological term, a peculiar scalar that is important only in higher dimensions, plus invariants constructed with at least three Weyl tensors. We show that the FRLW configurations, and many other locally conformally flat metrics, are exact solutions of the field equations in arbitrary dimensions $d>3$. If the metric is expanded around such configurations the quadratic part of the action is free of higher-time derivatives. Other well-known metrics, such as those of black holes, are instead affected in nontrivial ways by the classical corrections of quantum origin.

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Mod. Phys. Lett. A 30 (2015) 1540004 | DOI: 10.1142/S0217732315400040

Course on renormalization, taught in 2015.

Last update: September 15th 2023, 242 pages

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Contents:

Preface

1. Functional integral

  • 1.1 Path integral
    • Schroedinger equation
    • Free particle
  • 1.2 Free field theory
  • 1.3 Perturbative expansion
    • Feynman rules
  • 1.4 Generating functionals, Schwinger-Dyson equations
  • 1.5 Advanced generating functionals
  • 1.6 Massive vector fields
  • 1.7 Fermions

2. Renormalization

  • 2.1 Dimensional regularization
    • 2.1.1 Limits and other operations in $D$ dimensions
    • 2.1.2 Functional integration measure
    • 2.1.3 Dimensional regularization for vectors and fermions
  • 2.2 Divergences and counterterms
  • 2.3 Renormalization to all orders
  • 2.4 Locality of counterterms
  • 2.5 Power counting
  • 2.6 Renormalizable theories
  • 2.7 Composite fields
  • 2.8 Maximum poles of diagrams
  • 2.9 Subtraction prescription
  • 2.10 Regularization prescription
  • 2.11 Comments about the dimensional regularization
  • 2.12 About the series resummation

3. Renormalization group

  • 3.1 The Callan-Symanzik equation
  • 3.2 Finiteness of the beta function and the anomalous dimensions
  • 3.3 Fixed points of the RG flow
  • 3.4 Scheme (in)dependence
  • 3.5 A deeper look into the renormalization group

4. Gauge symmetry

  • 4.1 Abelian gauge symmetry
  • 4.2 Gauge fixing
  • 4.3 Non-Abelian global symmetry
  • 4.4 Non-Abelian gauge symmetry

5. Canonical gauge formalism

  • 5.1 General idea behind the canonical gauge formalism
  • 5.2 Systematics of the canonical gauge formalism
  • 5.3 Canonical transformations
  • 5.4 Gauge fixing
  • 5.5 Generating functionals
  • 5.6 Ward identities

6. Quantum electrodynamics

  • 6.1 Ward identities
  • 6.2 Renormalizability of QED to all orders

7 Non-Abelian gauge field theories

  • 7.1 Renormalizability of non-Abelian gauge theories to all orders
    • Raw subtraction

A. Notation and useful formulas

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RENORMALIZATION

Book - PhD Course
1. Functional integral
2. Renormalization
3. Renormalization group
4. Gauge symmetry
5. Canonical gauge formalism
6. Quantum electrodynamics
7. Non-Abelian gauge field theories