Theories of gravitation

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Recent papers

  • We investigate formulations of quantum field theories whose kinetic terms involve fractional or continuous powers of the d’Alembert operator. The primary requirements are perturbative unitarity and a well-defined classical limit with a finite number of initial conditions. A direct approach consists of continuing the correlation functions from Euclidean space to Minkowski spacetime using the fakeon prescription for the fractional part of the power. Alternative formulations arise through decomposition, in which the fractional part is represented as a continuum of ordinary fakeons. These options are infinite in number and yield inequivalent Minkowskian theories with the same Euclidean counterpart. We demonstrate these features at tree level and for bubble diagrams. We also point out potential pitfalls in the calculations. Finally, we show how to treat continuous powers of covariant d’Alembertians in fractional gauge and gravity theories. The Ward and Cutkosky identities hold in all formulations. PDFarXiv: 2604.23215 [hep-th]

  • Certain approaches to quantum gravity, such as the one based on the concept of purely virtual particles (fakeons), sacrifice the cause-effect relation at very small scales to reconcile renormalizability with unitarity. Other developments have also urged caution regarding the idea of causality as a fundamental principle. In this paper, we examine the problem from multiple perspectives, including locality and predictivity, and extend the existing skepticism in several directions. Emphasizing the impact of unruly “disruptors”, we point out that the illusory arrow of time associated with causality and predictivity is inherently statistical. This renders the cause-effect relation strained at the microscopic level. We also show that causation is a borderline concept that demands belief in entities which can act on nature without being part of it. Ultimately, not only is renouncing microcausality a reasonable price to pay for a consistent and predictive theory of quantum gravity (as is the one based on the fakeon idea), but the very notion of causality is misleading. Resting as it does on metaphysical assumptions, it should therefore be abandoned in fundamental physics. PDFFound. Phys. 56 (2026) 27 | DOI: 10.1007/s10701-026-00928-8 arXiv: 2601.06346 [gr-qc] Versione italiana

  • Theories with purely virtual particles (fakeons) do not possess a classical action in the strict sense, but rather a “classicized” one, obtained by integrating out the fake particles at tree level. Although this procedure generates nonlocal interactions, we show that the resulting classicized equations of motion are not burdened with the need to specify infinitely many initial conditions. The reason is the inherent link between the fakeonic system and the parent higher-derivative local system: the solution space of the former is an appropriate subspace of solutions of the latter. A somewhat unexpected proviso is that, in order to avoid overcounting, the fakeon prescription must be obtained as a limit or special case of a more generic prescription. Ultimately, the set of degrees of freedom matches physical expectations, the extra ones (ghosts or otherwise) being removed by rendering them purely virtual. We illustrate the counting in simple linear solvable models and provide the general proof. Along similar lines, we analyze Dirac’s removal of runaway solutions in classical electrodynamics. PDFJ. High Energy Phys. 01 (2026) 104 | DOI: 10.1007/JHEP01(2026)104 arXiv: 2510.05276 [hep-th]

  • In the context of field theories with complex poles, we scrutinize four inequivalent ways of defining the scattering amplitudes, each forfeiting one or more tenets of standard quantum field theory while preserving the others: (i) a textbook Wick rotation by analytic continuation of the external momenta from Euclidean to Lorentzian signature (no optical theorem), (ii) the Lee–Wick–Nakanishi prescription, integrating along a certain contour in the complex energy plane (no Lorentz invariance), (iiii) the fakeon prescription, where, in addition, spatial momenta are integrated on a complex path defined by the locus of singularities of the loop integrand (no analyticity of the amplitude) and (iv) to work directly on Minkowski spacetime, which violates the optical theorem and also bars power-counting renormalizability. In general, mixed Euclidean-Lorentzian prescriptions for internal and external momenta in loop integrals break Lorentz invariance, regardless of the type of masses involved. We conclude that, of the above four options, only the fakeon prescription is physically viable and can have applications to quantum gravity. PDFJ. High Energy Phys. 05 (2025) 145 | DOI: 10.1007/JHEP05(2025)145 arXiv: 2503.01841 [hep-th]

  • We investigate the relationship between nonlocal and local quantum field theories, and search for a viable notion of “local limit” to relate the unitary models. In Euclidean space it is relatively easy to have nonlocal theories with well-behaved local limits. In Minkowski spacetime, instead, singular behaviors are generically expected. Relaxing some assumptions on the “form factors” considered in the literature, we identify a class of models that have regular local limits in Minkowski spacetime. We call the models “asymptotically local” quantum field theories (AL-QFTs) and show that their limits are theories with physical and purely virtual particles (PVPs). In the bubble diagram, the nonlocal deformation generates PVPs straightforwardly. In the triangle diagram, it does so possibly up to multi-threshold corrections, which may be adjusted by tuning the deformation itself. We also build an asymptotically local deformation of quantum gravity with purely virtual particles. AL-QFT can serve various purposes, such as suggesting innovative approaches to off-shell physics, providing an alternative formulation for theories with PVPs, or smoothing out nonanalytic behaviors. We discuss its inherent arbitrariness and the implications for renormalizability. PDFEur. Phys. J. C 85 (2025) 999 | DOI: 10.1140/epjc/s10052-025-14578-z arXiv: 2410.21599 [hep-th]

  • We study the impact of the expansion of the universe on a broad class of objects, including black holes, neutron stars, white dwarfs, and others. Using metrics that incorporate primordial inhomogeneities, the effects of a hypothetical “center of the universe” on inflation are calculated. Dynamic coordinates for black holes that account for expansions or contractions with arbitrary rates are provided. We consider the possibility that the universe may be bound to evolve into an ultimate state of “total dilution”, wherein stable particles are so widely separated that physical communication among them will be impossible for eternity. This is also a scenario of “cosmic virtuality”, as no wave-function collapse would occur again. We provide classical models evolving this way, based on the Majumdar-Papapetrou geometries. More realistic configurations, instead, indicate that gravitational forces locally counteract expansion, except in the universe’s early stages. We comment on whether quantum phenomena may dictate that total dilution is indeed the cosmos’ ultimate destiny. PDFSymmetry 2024, 16(11), 1412 | DOI: 10.3390/sym16111412 arXiv: 2405.12050 [gr-qc] hal-04580536

  • We study gauge theories and quantum gravity in a finite interval of time $ \tau $, on a compact space manifold $\Omega $. The initial, final and boundary conditions are formulated in gauge invariant and general covariant ways by means of purely virtual extensions of the theories, which allow us to “trivialize” the local symmetries and switch to invariant fields (the invariant metric tensor, invariant quark and gluon fields, etc.). The evolution operator $U(t_{\text{f}},t_{\text{i}})$ is worked out diagrammatically for arbitrary initial and final states, as well as boundary conditions on $\partial \Omega $, and shown to be well defined and unitary for arbitrary $\tau =t_{\text{f}}-t_{\text{i}}<\infty $. We illustrate the basic properties in Yang-Mills theory on the cylinder. PDFPhys. Rev. D 109 (2024) 025003 | DOI: 10.1103/PhysRevD.109.025003 arXiv: 2306.07333 [hep-th]

  • We study the free and dressed propagators of physical and purely virtual particles in a finite interval of time $τ$ and on a compact space manifold $Ω$, using coherent states. In the free-field limit, the propagators are described by the entire function $(e^{z}-1-z)/z^{2}$, whose shape on the real axis is similar to the one of a Breit-Wigner function, with an effective width around $1/τ$. The real part is positive, in agreement with unitarity, and remains so after including the radiative corrections, which shift the function into the physical half plane. We investigate the effects of the restriction to finite $τ$ on the problem of unstable particles vs resonances, and show that the muon observation emerges from the right physical process, differently from what happens at $τ=\infty $. We also study the case of purely virtual particles, and show that, if $τ$ is small enough, there exists a situation where the geometric series of the self-energies is always convergent. The plots of the dressed propagators show testable differences: while physical particles are characterized by the usual, single peak, purely virtual particles are characterized by twin peaks. PDFJ. High Energ. Phys. 07 (2023) 99 | DOI: 10.1007/JHEP07(2023)099 arXiv: 2304.07643 [hep-ph]

  • We provide a diagrammatic formulation of perturbative quantum field theory in a finite interval of time $τ$, on a compact space manifold $Ω$. We explain how to compute the evolution operator $U(t_{\text{f}},t_{\text{i}})$ between the initial time $t_{\text{i}}$ and the final time $t_{\text{f}}=t_{\text{i}}+τ$, study unitarity and renormalizability, and show how to include purely virtual particles, by rendering some physical particles (and all the ghosts, if present) purely virtual. The details about the restriction to finite $τ$ and compact $Ω$ are moved away from the internal sectors of the diagrams (apart from the discretization of the three-momenta), and coded into external sources. So doing, the diagrams are as similar as possible to the usual $S$ matrix diagrams, and most known theorems extend straightforwardly. Unitarity is studied by means of the spectral optical identities, and the diagrammatic version of the identity $U^†(t_{\text{f}},t_{\text{i}})U(t_{\text{f}},t_{\text{i}})=1$. The dimensional regularization is extended to finite $τ$ and compact $Ω$, and used to prove, under general assumptions, that renormalizability holds whenever it holds at $τ=\infty $, $Ω=\mathbb{R}^{3}$. Purely virtual particles are introduced by removing the on-shell contributions of some physical particles, and the ghosts, from the core diagrams, and trivializing their initial and final conditions. The resulting evolution operator $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ is unitary, but does not satisfy the more general identity $U_{\text{ph}}(t_{3},t_{2})U_{\text{ph}}(t_{2},t_{1})$ $=U_{\text{ph}}(t_{3},t_{1})$. As a consequence, $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ cannot be derived from a Hamiltonian in a standard way, in the presence of purely virtual particles. PDFJ. High Energ. Phys. 07 (2023) 209 | DOI: 10.1007/JHEP07(2023)209 arXiv: 2304.07642 [hep-th]

  • We formulate a new quantization principle for perturbative quantum field theory, based on a minimally non time-ordered product, and show that it gives the theories of physical particles and purely virtual particles. Given a classical Lagrangian, the quantization proceeds as usual, guided by the time-ordered product, up to the common scattering matrix $S$, which satisfies a unitarity or a pseudounitarity equation. The physical scattering matrix $S_{\text{ph}}$ is built from $S$, by gluing $S$ diagrams together into new diagrams, through non time-ordered propagators. We classify the most general way to gain unitarity by means of such operations, and point out that a special solution “minimizes” the time-ordering violation. We show that the scattering matrix $S_{\text{ph}}$ given by this solution coincides with the one obtained by turning the would-be ghosts (and possibly some would-be physical particles) into purely virtual particles (fakeons). We study tricks to descend and ascend in a unique way among diagrams, and illustrate them in several examples: the ascending chain from the bubble to the hexagon, at one loop; the box with diagonal, at two loops; other diagrams, with more loops. PDFJ. High Energy Phys. 12 (2022) 088 | DOI: 10.1007/JHEP12(2022)088 arXiv: 2210.14240 [hep-th]

Lorentz violating quantum field theory

We define a modified dimensional-regularization technique that overcomes several difficulties of the ordinary technique, and is specially designed to work efficiently in chiral and parity violating quantum field theories, in arbitrary dimensions greater than 2. When the dimension of spacetime is continued to complex values, spinors, vectors and tensors keep the components they have in the physical dimension, therefore the $\gamma $ matrices are the standard ones. Propagators are regularized with the help of evanescent higher-derivative kinetic terms, which are of the Majorana type in the case of chiral fermions. If the new terms are organized in a clever way, weighted power counting provides an efficient control on the renormalization of the theory, and allows us to show that the resulting chiral dimensional regularization is consistent to all orders. The new technique considerably simplifies the proofs of properties that hold to all orders, and makes them suitable to be generalized to wider classes of models. Typical examples are the renormalizability of chiral gauge theories and the Adler-Bardeen theorem. The difficulty of explicit computations, on the other hand, may increase.

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Phys. Rev. D 89 (2014) 125024 | DOI: 10.1103/PhysRevD.89.125024

arXiv: 1405.3110 [hep-th]

We study phenomena predicted by a renormalizable, CPT invariant extension of the Standard Model that contains higher-dimensional operators and violates Lorentz symmetry explicitly at energies greater than some scale $\Lambda_{L}$. In particular, we consider the Cherenkov radiation in vacuo. In a rather general class of dispersion relations, there exists an energy threshold above which radiation is emitted. The threshold is enhanced in composite particles by a sort of kinematic screening mechanism. We study the energy loss and compare the predictions of our model with known experimental bounds on Lorentz violating parameters and observations of ultrahigh-energy cosmic rays. We argue that the scale of Lorentz violation $\Lambda_{L}$ (with preserved CPT invariance) can be smaller than the Planck scale, actually as small as $10^{14}$-$10^{15}$ GeV. Our model also predicts the Cherenkov radiation of neutral particles.

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Phys. Rev. D 83 (2011) 056010 | DOI: 10.1103/PhysRevD.83.056010

arXiv: 1101.2019 [ hep-ph]

We consider renormalizable Standard-Model extensions that violate Lorentz symmetry at high energies, but preserve CPT, and do not contain elementary scalar fields. A Nambu–Jona-Lasinio mechanism gives masses to fermions and gauge bosons, and generates composite Higgs fields at low energies. We study the effective potential at the leading order of the large-$N_{c}$ expansion, prove that there exists a broken phase and study the phase space. In general, the minimum may break invariance under boosts, rotations and CPT, but we give evidence that there exists a Lorentz invariant phase. We study the spectrum of composite bosons and the low-energy theory in the Lorentz phase. Our approach predicts relations among the parameters of the low-energy theory. We find that such relations are compatible with the experimental data, within theoretical errors. We also study the mixing among generations, the emergence of the CKM matrix and neutrino oscillations.

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Phys. Rev. D83 (2011) 056005 | DOI: 10.1103/PhysRevD.83.056005

arXiv:1101.2014 [hep-th]

We study the one-loop renormalization of high-energy Lorentz violating four fermion models. We derive general formulas and then consider a number of specific models. We study the conditions for asymptotic freedom and give a practical method to determine the asymptotic-freedom domain. We also point out that in some models the RG flow contains “rational” Zimmermann trajectories that might hide new symmetries.

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Phys. Rev. D81 (2010) 085043 | DOI: 10.1103/PhysRevD.81.085043

arXiv:1002.2704 [hep-th]

We study a QED extension that is unitary, CPT invariant and super-renormalizable, but violates Lorentz symmetry at high energies, and contains higher-dimension operators (LVQED). Divergent diagrams are only one- and two-loop. We compute the one-loop renormalizations at high and low energies and analyse the relation between them. It emerges that the power-like divergences of the low-energy theory are multiplied by arbitrary constants, inherited by the high-energy theory, and therefore can be set to zero at no cost, bypassing the hierarchy problem.

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Phys. Rev. D 81 (2010) 085042 | DOI: 10.1103/PhysRevD.81.085042

arXiv: 0912.0113 [hep-ph]

If Lorentz symmetry is violated at high energies, interactions that are usually non-renormalizable can become renormalizable by weighted power counting. Recently, a CPT invariant, Lorentz violating extension of the Standard Model containing two scalar-two fermion interactions (which can explain neutrino masses) and four fermion interactions (which can explain proton decay) was proposed. In this paper we consider a variant of this model, obtained suppressing the elementary scalar fields, and argue that it can reproduce the known low energy physics. In the Nambu$-$Jona-Lasinio spirit, we show, using a large $N_c$ expansion, that a dynamical symmetry breaking takes place. The effective potential has a Lorentz invariant minimum and the Lorentz violation does not reverberate down to low energies. The mechanism generates fermion masses, gauge-boson masses and scalar bound states, to be identified with composite Higgs bosons. Our approach is not plagued by the ambiguities of approaches based on non-renormalizable vertices. The low-energy effective action is uniquely determined and predicts relations among parameters of the Standard Model.

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Eur.Phys.J. C65 (2010) 523-536 | DOI: 10.1140/epjc/s10052-009-1211-z

arXiv:0904.1849 [hep-ph]

We study the Standard-Model extensions that have the following features: they violate Lorentz invariance explicitly at high energies; they are unitary, local, polynomial and renormalizable by weighted power counting; they contain the vertex $(LH)^2$, which gives Majorana masses to the neutrinos after symmetry breaking, and possibly four fermion interactions; they do not contain right-handed neutrinos, nor other extra fields. We study the simplest CPT invariant Standard-Model extension of this type in detail and prove the cancellation of gauge anomalies. We investigate the low-energy recovery of Lorentz invariance and comment on other types of extensions.

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Phys.Rev. D79 (2009) 025017 | DOI: 10.1103/PhysRevD.79.025017

arXiv:0808.3475 [hep-ph]

We classify the local, polynomial, unitary gauge theories that violate Lorentz symmetry explicitly at high energies and are renormalizable by weighted power counting. We study the structure of such theories and prove that renormalization does not generate higher time derivatives. We work out the conditions to renormalize vertices that are usually non-renormalizable, such as the two scalar-two fermion interactions and the four fermion interactions. A number of four dimensional examples are presented.

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Annals Phys. 324 (2009) 1058-1077 | DOI: 10.1016/j.aop.2008.12.007

arXiv:0808.3474 [hep-th]

We construct local, unitary gauge theories that violate Lorentz symmetry explicitly at high energies and are renormalizable by weighted power counting. They contain higher space derivatives, which improve the behavior of propagators at large momenta, but no higher time derivatives. We show that the regularity of the gauge-field propagator privileges a particular spacetime breaking, the one into into space and time. We then concentrate on the simplest class of models, study four dimensional examples and discuss a number of issues that arise in our approach, such as the low-energy recovery of Lorentz invariance.

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Annals Phys. 324 (2009) 874-896 | DOI: 10.1016/j.aop.2008.12.005

arXiv:0808.3470 [hep-th]

We study a class of Lorentz violating quantum field theories that contain higher space derivatives, but no higher time derivatives, and become renormalizable in the large N expansion. The fixed points of their renormalization-group flows provide examples of exactly “weighted scale invariant” theories, which are noticeable Lorentz violating generalizations of conformal field theories. We classify the scalar and fermion models that are causal, stable and unitary. Solutions exist also in four and higher dimensions, even and odd. In some explicit four dimensional examples, we compute the correlation functions to the leading order in 1/N and the critical exponents to the subleading order. We construct also RG flows interpolating between pairs of fixed points.

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JHEP 0802 (2008) 051 | DOI: 10.1088/1126-6708/2008/02/051

arXiv:0801.1216 [hep-th]

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Book - PhD Course
1. Functional integral
2. Renormalization
3. Renormalization group
4. Gauge symmetry
5. Canonical gauge formalism
6. Quantum electrodynamics
7. Non-Abelian gauge field theories