Theories of gravitation

PhD Course

Recent papers

  • We investigate formulations of quantum field theories whose kinetic terms involve fractional or continuous powers of the d’Alembert operator. The primary requirements are perturbative unitarity and a well-defined classical limit with a finite number of initial conditions. A direct approach consists of continuing the correlation functions from Euclidean space to Minkowski spacetime using the fakeon prescription for the fractional part of the power. Alternative formulations arise through decomposition, in which the fractional part is represented as a continuum of ordinary fakeons. These options are infinite in number and yield inequivalent Minkowskian theories with the same Euclidean counterpart. We demonstrate these features at tree level and for bubble diagrams. We also point out potential pitfalls in the calculations. Finally, we show how to treat continuous powers of covariant d’Alembertians in fractional gauge and gravity theories. The Ward and Cutkosky identities hold in all formulations. PDFarXiv: 2604.23215 [hep-th]

  • Certain approaches to quantum gravity, such as the one based on the concept of purely virtual particles (fakeons), sacrifice the cause-effect relation at very small scales to reconcile renormalizability with unitarity. Other developments have also urged caution regarding the idea of causality as a fundamental principle. In this paper, we examine the problem from multiple perspectives, including locality and predictivity, and extend the existing skepticism in several directions. Emphasizing the impact of unruly “disruptors”, we point out that the illusory arrow of time associated with causality and predictivity is inherently statistical. This renders the cause-effect relation strained at the microscopic level. We also show that causation is a borderline concept that demands belief in entities which can act on nature without being part of it. Ultimately, not only is renouncing microcausality a reasonable price to pay for a consistent and predictive theory of quantum gravity (as is the one based on the fakeon idea), but the very notion of causality is misleading. Resting as it does on metaphysical assumptions, it should therefore be abandoned in fundamental physics. PDFFound. Phys. 56 (2026) 27 | DOI: 10.1007/s10701-026-00928-8 arXiv: 2601.06346 [gr-qc] Versione italiana

  • Theories with purely virtual particles (fakeons) do not possess a classical action in the strict sense, but rather a “classicized” one, obtained by integrating out the fake particles at tree level. Although this procedure generates nonlocal interactions, we show that the resulting classicized equations of motion are not burdened with the need to specify infinitely many initial conditions. The reason is the inherent link between the fakeonic system and the parent higher-derivative local system: the solution space of the former is an appropriate subspace of solutions of the latter. A somewhat unexpected proviso is that, in order to avoid overcounting, the fakeon prescription must be obtained as a limit or special case of a more generic prescription. Ultimately, the set of degrees of freedom matches physical expectations, the extra ones (ghosts or otherwise) being removed by rendering them purely virtual. We illustrate the counting in simple linear solvable models and provide the general proof. Along similar lines, we analyze Dirac’s removal of runaway solutions in classical electrodynamics. PDFJ. High Energy Phys. 01 (2026) 104 | DOI: 10.1007/JHEP01(2026)104 arXiv: 2510.05276 [hep-th]

  • In the context of field theories with complex poles, we scrutinize four inequivalent ways of defining the scattering amplitudes, each forfeiting one or more tenets of standard quantum field theory while preserving the others: (i) a textbook Wick rotation by analytic continuation of the external momenta from Euclidean to Lorentzian signature (no optical theorem), (ii) the Lee–Wick–Nakanishi prescription, integrating along a certain contour in the complex energy plane (no Lorentz invariance), (iiii) the fakeon prescription, where, in addition, spatial momenta are integrated on a complex path defined by the locus of singularities of the loop integrand (no analyticity of the amplitude) and (iv) to work directly on Minkowski spacetime, which violates the optical theorem and also bars power-counting renormalizability. In general, mixed Euclidean-Lorentzian prescriptions for internal and external momenta in loop integrals break Lorentz invariance, regardless of the type of masses involved. We conclude that, of the above four options, only the fakeon prescription is physically viable and can have applications to quantum gravity. PDFJ. High Energy Phys. 05 (2025) 145 | DOI: 10.1007/JHEP05(2025)145 arXiv: 2503.01841 [hep-th]

  • We investigate the relationship between nonlocal and local quantum field theories, and search for a viable notion of “local limit” to relate the unitary models. In Euclidean space it is relatively easy to have nonlocal theories with well-behaved local limits. In Minkowski spacetime, instead, singular behaviors are generically expected. Relaxing some assumptions on the “form factors” considered in the literature, we identify a class of models that have regular local limits in Minkowski spacetime. We call the models “asymptotically local” quantum field theories (AL-QFTs) and show that their limits are theories with physical and purely virtual particles (PVPs). In the bubble diagram, the nonlocal deformation generates PVPs straightforwardly. In the triangle diagram, it does so possibly up to multi-threshold corrections, which may be adjusted by tuning the deformation itself. We also build an asymptotically local deformation of quantum gravity with purely virtual particles. AL-QFT can serve various purposes, such as suggesting innovative approaches to off-shell physics, providing an alternative formulation for theories with PVPs, or smoothing out nonanalytic behaviors. We discuss its inherent arbitrariness and the implications for renormalizability. PDFEur. Phys. J. C 85 (2025) 999 | DOI: 10.1140/epjc/s10052-025-14578-z arXiv: 2410.21599 [hep-th]

  • We study the impact of the expansion of the universe on a broad class of objects, including black holes, neutron stars, white dwarfs, and others. Using metrics that incorporate primordial inhomogeneities, the effects of a hypothetical “center of the universe” on inflation are calculated. Dynamic coordinates for black holes that account for expansions or contractions with arbitrary rates are provided. We consider the possibility that the universe may be bound to evolve into an ultimate state of “total dilution”, wherein stable particles are so widely separated that physical communication among them will be impossible for eternity. This is also a scenario of “cosmic virtuality”, as no wave-function collapse would occur again. We provide classical models evolving this way, based on the Majumdar-Papapetrou geometries. More realistic configurations, instead, indicate that gravitational forces locally counteract expansion, except in the universe’s early stages. We comment on whether quantum phenomena may dictate that total dilution is indeed the cosmos’ ultimate destiny. PDFSymmetry 2024, 16(11), 1412 | DOI: 10.3390/sym16111412 arXiv: 2405.12050 [gr-qc] hal-04580536

  • We study gauge theories and quantum gravity in a finite interval of time $ \tau $, on a compact space manifold $\Omega $. The initial, final and boundary conditions are formulated in gauge invariant and general covariant ways by means of purely virtual extensions of the theories, which allow us to “trivialize” the local symmetries and switch to invariant fields (the invariant metric tensor, invariant quark and gluon fields, etc.). The evolution operator $U(t_{\text{f}},t_{\text{i}})$ is worked out diagrammatically for arbitrary initial and final states, as well as boundary conditions on $\partial \Omega $, and shown to be well defined and unitary for arbitrary $\tau =t_{\text{f}}-t_{\text{i}}<\infty $. We illustrate the basic properties in Yang-Mills theory on the cylinder. PDFPhys. Rev. D 109 (2024) 025003 | DOI: 10.1103/PhysRevD.109.025003 arXiv: 2306.07333 [hep-th]

  • We study the free and dressed propagators of physical and purely virtual particles in a finite interval of time $τ$ and on a compact space manifold $Ω$, using coherent states. In the free-field limit, the propagators are described by the entire function $(e^{z}-1-z)/z^{2}$, whose shape on the real axis is similar to the one of a Breit-Wigner function, with an effective width around $1/τ$. The real part is positive, in agreement with unitarity, and remains so after including the radiative corrections, which shift the function into the physical half plane. We investigate the effects of the restriction to finite $τ$ on the problem of unstable particles vs resonances, and show that the muon observation emerges from the right physical process, differently from what happens at $τ=\infty $. We also study the case of purely virtual particles, and show that, if $τ$ is small enough, there exists a situation where the geometric series of the self-energies is always convergent. The plots of the dressed propagators show testable differences: while physical particles are characterized by the usual, single peak, purely virtual particles are characterized by twin peaks. PDFJ. High Energ. Phys. 07 (2023) 99 | DOI: 10.1007/JHEP07(2023)099 arXiv: 2304.07643 [hep-ph]

  • We provide a diagrammatic formulation of perturbative quantum field theory in a finite interval of time $τ$, on a compact space manifold $Ω$. We explain how to compute the evolution operator $U(t_{\text{f}},t_{\text{i}})$ between the initial time $t_{\text{i}}$ and the final time $t_{\text{f}}=t_{\text{i}}+τ$, study unitarity and renormalizability, and show how to include purely virtual particles, by rendering some physical particles (and all the ghosts, if present) purely virtual. The details about the restriction to finite $τ$ and compact $Ω$ are moved away from the internal sectors of the diagrams (apart from the discretization of the three-momenta), and coded into external sources. So doing, the diagrams are as similar as possible to the usual $S$ matrix diagrams, and most known theorems extend straightforwardly. Unitarity is studied by means of the spectral optical identities, and the diagrammatic version of the identity $U^†(t_{\text{f}},t_{\text{i}})U(t_{\text{f}},t_{\text{i}})=1$. The dimensional regularization is extended to finite $τ$ and compact $Ω$, and used to prove, under general assumptions, that renormalizability holds whenever it holds at $τ=\infty $, $Ω=\mathbb{R}^{3}$. Purely virtual particles are introduced by removing the on-shell contributions of some physical particles, and the ghosts, from the core diagrams, and trivializing their initial and final conditions. The resulting evolution operator $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ is unitary, but does not satisfy the more general identity $U_{\text{ph}}(t_{3},t_{2})U_{\text{ph}}(t_{2},t_{1})$ $=U_{\text{ph}}(t_{3},t_{1})$. As a consequence, $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ cannot be derived from a Hamiltonian in a standard way, in the presence of purely virtual particles. PDFJ. High Energ. Phys. 07 (2023) 209 | DOI: 10.1007/JHEP07(2023)209 arXiv: 2304.07642 [hep-th]

  • We formulate a new quantization principle for perturbative quantum field theory, based on a minimally non time-ordered product, and show that it gives the theories of physical particles and purely virtual particles. Given a classical Lagrangian, the quantization proceeds as usual, guided by the time-ordered product, up to the common scattering matrix $S$, which satisfies a unitarity or a pseudounitarity equation. The physical scattering matrix $S_{\text{ph}}$ is built from $S$, by gluing $S$ diagrams together into new diagrams, through non time-ordered propagators. We classify the most general way to gain unitarity by means of such operations, and point out that a special solution “minimizes” the time-ordering violation. We show that the scattering matrix $S_{\text{ph}}$ given by this solution coincides with the one obtained by turning the would-be ghosts (and possibly some would-be physical particles) into purely virtual particles (fakeons). We study tricks to descend and ascend in a unique way among diagrams, and illustrate them in several examples: the ascending chain from the bubble to the hexagon, at one loop; the box with diagonal, at two loops; other diagrams, with more loops. PDFJ. High Energy Phys. 12 (2022) 088 | DOI: 10.1007/JHEP12(2022)088 arXiv: 2210.14240 [hep-th]

Irreversibility of the RG flow

I discuss several issues about the irreversibility of the RG flow and the trace anomalies $c$, $a$ and $a’$. First I argue that in quantum field theory: $i$) the scheme-invariant area $\Delta a’$ of the graph of the effective beta function between the fixed points defines the length of the RG flow; $ii$) the minimum of $\Delta a’$ in the space of flows connecting the same UV and IR fixed points defines the (oriented) distance between the fixed points; $iii$) in even dimensions, the distance between the fixed points is equal to $\Delta a =a_{UV}-a_{IR}$. In even dimensions, these statements imply the inequalities $0 \leq \Delta a \leq \Delta a’$ and therefore the irreversibility of the RG flow. Another consequence is the inequality $a \leq c$ for free scalars and fermions (but not vectors), which can be checked explicitly. Secondly, I elaborate a more general axiomatic set-up where irreversibility is defined as the statement that there exist no pairs of non-trivial flows connecting interchanged UV and IR fixed points. The axioms, based on the notions of length of the flow, oriented distance between the fixed points and certain “oriented-triangle inequalities”, imply the irreversibility of the RG flow without a global a function. I conjecture that the RG flow is irreversible also in odd dimensions (without a global a function). In support of this, I check the axioms of irreversibility in a class of $d=3$ theories where the RG flow is integrable at each order of the large $N$ expansion.

PDF

Class.Quant.Grav. 21 (2004) 29-50 | DOI: 10.1088/0264-9381/21/1/003

arXiv:hep-th/0210124

I review my explanation of the irreversibility of the renormalization-group flow in even dimensions greater than two and address new investigations and tests.

PDF

Acta Phys.Slov. 52 (2002) 573

arXiv:hep-th/0205039

I derive a procedure to generate sum rules for the trace anomalies $a$ and $a’$. Linear combinations of $\Delta a = a_{UV}-a_{IR}$ and $\Delta a’ = a’_{UV}-a’_{IR}$ are expressed as multiple flow integrals of the two-, three- and four-point functions of the trace of the stress tensor. Eliminating $\Delta a’$, universal flow invariants are obtained, in particular sum rules for $\Delta a$. The formulas hold in the most general renormalizable quantum field theory (unitary or not), interpolating between UV and IR conformal fixed points. I discuss the relevance of these sum rules for the issue of the irreversibility of the RG flow. The procedure can be generalized to derive sum rules for the trace anomaly $c$.

PDF

JHEP 0111:033 (2001) | DOI: 10.1088/1126-6708/2001/11/033

arXiv:hep-th/0107194

A flow invariant is a quantity depending only on the UV and IR conformal fixed points and not on the flow connecting them. Typically, its value is related to the central charges a and c. In classically-conformal field theories, scale invariance is broken by quantum effects and the flow invariant $a_{UV}-a_{IR}$ is measured by the area of the graph of the beta function between the fixed points. There exists a theoretical explanation of this fact. On the other hand, when scale invariance is broken at the classical level, it is empirically known that the flow invariant equals $c_{UV}-c_{IR}$ in massive free-field theories, but a theoretical argument explaining why it is so is still missing. A number of related open questions are answered here. A general formula of the flow invariant is found, which holds also when the stress tensor has improvement terms. The conditions under which the flow invariant equals $c_{UV}-c_{IR}$ are identified. Several non-unitary theories are used as a laboratory, but the conclusions are general and an application to the Standard Model is addressed. The analysis of the results suggests some new minimum principles, which might point towards a better understanding of quantum field theory.

PDF

Class.Quant.Grav. 18 (2001) 4417-4442 | DOI: 10.1088/0264-9381/18/21/304

arXiv:hep-th/0101088

I discuss the properties of the central charges $c$ and $a$ for higher-derivative and higher-spin theories (spin 2 included). Ordinary gravity does not admit a straightforward identification of c and a in the trace anomaly, because it is not conformal. On the other hand, higher-derivative theories can be conformal, but have negative $c$ and $a$. A third possibility is to consider higher-spin conformal field theories. They are not unitary, but have a variety of interesting properties. Bosonic conformal tensors have a positive-definite action, equal to the square of a field strength, and a higher-derivative gauge invariance. There exists a conserved spin-2 current (not the canonical stress tensor) defining positive central charges $c$ and $a$. I calculate the values of $c$ and $a$ and study the operator-product structure. Higher-spin conformal spinors have no gauge invariance, admit a standard definition of $c$ and $a$ and can be coupled to Abelian and non-Abelian gauge fields in a renormalizable way. At the quantum level, they contribute to the one-loop beta function with the same sign as ordinary matter, admit a conformal window and non-trivial interacting fixed points. There are composite operators of high spin and low dimension, which violate the Ferrara-Gatto-Grillo theorem. Finally, other theories, such as conformal antisymmetric tensors, exhibit more severe internal problems. This research is motivated by the idea that fundamental quantum field theories should be renormalization-group (RG) interpolations between ultraviolet and infrared conformal fixed points, and quantum irreversibility should be a general principle of nature.

PDF

Class.Quant.Grav. 17 (2000) 2847-2866 | DOI: 10.1088/0264-9381/17/15/301

arXiv:hep-th/9912122

I review recent results on conformal field theories in four dimensions and quantum field theories interpolating between conformal fixed points, supersymmetric and non-supersymmetric. The talk is structured in three parts: $i$) central charges, $ii$) anomalous dimensions and $iii$) quantum irreversibility.

PDF

PoS (trieste99) 013

arXiv:hep-th/9910255

I identify the class of even-dimensional conformal field theories that is most similar to two-dimensional conformal field theory. In this class the formula, elaborated recently, for the irreversibility of the renormalization-group flow applies also to massive flows. This implies a prediction for the ratio between the coefficient of the Euler density in the trace anomaly (charge $a$) and the stress-tensor two-point function (charge $c$). More precisely, the trace anomaly in external gravity is quadratic in the Ricci tensor and the Ricci scalar and contains a unique central charge. I check the prediction in detail in four, six and eight dimensions, and then in arbitrary even dimension.

PDF

Phys.Lett. B476 (2000) 182-187 | DOI: 10.1016/S0370-2693(00)00135-0

arXiv:hep-th/9908014

Some recent ideas are generalized from four dimensions to the general dimension $n$. In quantum field theory, two terms of the trace anomaly in external gravity, the Euler density $G_n$ and $\Box^{n/2-1}R$, are relevant to the problem of quantum irreversibility. By adding the divergence of a gauge-invariant current, $G_n$ can be extended to a new notion of Euler density, linear in the conformal factor. We call it pondered Euler density. This notion relates the trace-anomaly coefficients $a$ and $a’$ of $G_n$ and $\Box^{n/2-1}R$ in a universal way ($a=a’$) and gives a formula expressing the total RG flow of a as the invariant area of the graph of the beta function between the fixed points. I illustrate these facts in detail for $n=6$ and check the prediction to the fourth-loop order in the $\phi^3$-theory. The formula of quantum irreversibility for general n even can be extended to $n$ odd by dimensional continuation. Although the trace anomaly in external gravity is zero in odd dimensions, I show that the odd-dimensional formula has a predictive content.

PDF

Nucl.Phys. B567 (2000) 331-359 | DOI: 10.1016/S0550-3213(99)00479-4

arXiv:hep-th/9905005

The trace anomaly in external gravity is the sum of three terms at criticality: the square of the Weyl tensor, the Euler density and $\Box R$, with coefficients, properly normalized, called $c$, $a$ and $a’$, the latter being ambiguously defined by an additive constant. Considerations about unitarity and positivity properties of the induced actions allow us to show that the total RG flows of $a$ and $a’$ are equal and therefore the $a’$-ambiguity can be consistently removed through the identification $a’=a$. The picture that emerges clarifies several long-standing issues. The interplay between unitarity and renormalization implies that the flux of the renormalization group is irreversible. A monotonically decreasing $a$-function interpolating between the appropriate values is naturally provided by $a’$. The total $a$-flow is expressed non-perturbatively as the invariant (i.e. scheme-independent) area of the graph of the beta function between the fixed points. We test this prediction to the fourth loop order in perturbation theory, in QCD with $N_f \lesssim 11/2 N_c$ and in supersymmetric QCD. There is agreement also in the absence of an interacting fixed point (QED and $\phi^4$-theory). Arguments for the positivity of $a$ are also discussed.

PDF

Annals Phys. 276 (1999) 361-390 | DOI: 10.1006/aphy.1999.5949

arXiv:hep-th/9903059

Search this site

YouTube Channel

Quantum Gravity Youtube Channel Quantum Gravity Quantum Gravity - Youtube Channel

RENORMALIZATION

Book - PhD Course
1. Functional integral
2. Renormalization
3. Renormalization group
4. Gauge symmetry
5. Canonical gauge formalism
6. Quantum electrodynamics
7. Non-Abelian gauge field theories