## Fakeons

We study gauge theories and quantum gravity in a finite interval of time $ \tau $, on a compact space manifold $\Omega $. The initial, final and boundary conditions are formulated in gauge invariant and general covariant ways by means of purely virtual extensions of the theories, which allow us to “trivialize” the local symmetries and switch to invariant fields (the invariant metric tensor, invariant quark and gluon fields, etc.). The evolution operator $U(t_{\text{f}},t_{\text{i}})$ is worked out diagrammatically for arbitrary initial and final states, as well as boundary conditions on $\partial \Omega $, and shown to be well-defined and unitary for arbitrary $\tau =t_{\text{f}}-t_{\text{i}}< \infty $. We illustrate the basic properties in Yang-Mills theory on the cylinder.

We review the concept of purely virtual particle and its uses in quantum gravity, primordial cosmology and collider physics. The fake particle, or “fakeon”, which mediates interactions without appearing among the incoming and outgoing states, can be introduced by means of a new diagrammatics. The renormalization coincides with one of the parent Euclidean diagrammatics, while unitarity follows from spectral optical identities, which can be derived by means of algebraic operations. The classical limit of a theory of physical particles and fakeons is described by an ordinary Lagrangian plus Hermitian, micro acausal and micro nonlocal self-interactions. Quantum gravity propagates the graviton, a massive scalar field (the inflaton) and a massive spin-2 fakeon, and leads to a constrained primordial cosmology, which predicts the tensor-to-scalar ratio r in the window 0.4≲1000r≲3.5. The interpretation of inflation as a cosmic RG flow allows us to calculate the perturbation spectra to high orders in the presence of the Weyl squared term. In models of new physics beyond the standard model, fakeons evade various phenomenological bounds, because they are less constrained than normal particles. The resummation of self-energies reveals that it is impossible to get too close to the fakeon peak. The related peak uncertainty, equal to the fakeon width divided by 2, is expected to be observable.

Symmetry 2022, 14(3), 521 | DOI: 10.3390/sym14030521

We reconsider the Lee-Wick (LW) models and compare their properties to the properties of the models that contain purely virtual particles. We argue against the LW premise that unstable particles can be removed from the sets of incoming and outgoing states in scattering processes. The removal leads to a non-Hermitian classical limit, besides clashing with the observation of the muon. If, on the other hand, all the states are included, the LW models have a Hamiltonian unbounded from below or negative norms. Purely virtual particles, on the contrary, lead to a Hermitian classical limit and are absent from the sets of incoming and outgoing states without implications on the observation of long-lived unstable particles. We give a *vademecum* to summarize the properties of most options to treat abnormal particles. We study a method to remove the LW ghosts only partially, by saving the physical particles they contain. Specifically, we replace a LW ghost with a certain superposition of a purely virtual particle and an ordinary particle, and drop only the former from the sets of the external states. The trick can be used to make the Pauli-Villars fields consistent and observable, without sending their masses to infinity, or to build a finite QED, by tweaking the original Lee-Wick construction. However, it has issues with general covariance, so it cannot be applied as is to quantum gravity, where a manifestly covariant decomposition requires the introduction of a massive spin-2 multiplet.

Phys. Rev. D 105 (2022) 125017 | DOI: 10.1103/PhysRevD.105.125017

We study the resummation of self-energy diagrams into dressed propagators in the case of purely virtual particles and compare the results with those obtained for physical particles and ghosts. The three geometric series differ by infinitely many contact terms, which do not admit well-defined sums. The peak region, which is outside the convergence domain, can only be reached in the case of physical particles, thanks to analyticity. In the other cases, nonperturbative effects become important. To clarify the matter, we introduce the energy resolution $\Delta E$ around the peak and argue that a “peak uncertainty” $\Delta E\gtrsim \Delta E_{\text{min}}\simeq \Gamma _{\text{f}}/2$ around energies $E\simeq m_{\text{f}}$ expresses the impossibility to approach the fakeon too closely, $m_{\text{f}}$ being the fakeon mass and $\Gamma _{\text{f}}$ being the fakeon width. The introduction of $\Delta E$ is also crucial to explain the observation of unstable long-lived particles, like the muon. Indeed, by the common energy-time uncertainty relation, such particles are also affected by ill-defined sums at $\Delta E=0$, whenever we separate their observation from the observation of their decay products. We study the regime of large $\Gamma _{\text{f}}$, which applies to collider physics (and situations like the one of the $Z$ boson), and the regime of small $\Gamma _{\text{f}}$, which applies to quantum gravity (and situations like the one of the muon).

J. High Energy Phys. 06 (2022) 058 | DOI: 10.1007/JHEP06(2022)058

We prove spectral optical identities in quantum field theories of physical particles (defined by the Feynman $i\epsilon $ prescription) and purely virtual particles (defined by the fakeon prescription). The identities are derived by means of purely algebraic operations and hold for every (multi)threshold separately and for arbitrary frequencies. Their major significance is that they offer a deeper understanding on the problem of unitarity in quantum field theory. In particular, they apply to “skeleton” diagrams, before integrating on the space components of the loop momenta and the phase spaces. In turn, the skeleton diagrams obey a spectral optical theorem, which gives the usual optical theorem for amplitudes, once the integrals on the space components of the loop momenta and the phase spaces are restored. The fakeon

prescription/projection is implemented by dropping the thresholds that involve fakeon frequencies. We give examples at one loop (bubble, triangle, box, pentagon and hexagon), two loops (triangle with “diagonal”, box with diagonal) and arbitrarily many loops. We also derive formulas for the loop integrals with fakeons and relate them to the known formulas for the loop integrals with physical particles.

J. High Energy Phys. 11 (2021) 030 | DOI: https://doi.org/10.1007/JHEP11(2021)030

Extensions to the Standard Model that use strictly off-shell degrees of freedom – the fakeons – allow for new measurable interactions at energy scales usually precluded by the constraints that target the on-shell propagation of new particles. Here we employ the interactions between a new fake scalar doublet and the muon to explain the recent Fermilab measurement of its anomalous magnetic moment. Remarkably, unlike in the case of usual particles, the experimental result can be matched for fakeon masses below the electroweak scale without contradicting the stringent precision data and collider bounds on new light degrees of freedom. Our analysis, therefore, demonstrates that the fakeon approach offers unexpected viable possibilities to model new physics naturally at low scales.

Phys. Rev. D 104 (2021) 035009 | DOI: 10.1103/PhysRevD.104.035009

We introduce a new way of modeling the physics beyond the Standard Model by considering fake, strictly off-shell degrees of freedom: the fakeons. To demonstrate the approach and exemplify its reach, we re-analyze the phenomenology of the Inert Doublet Model under the assumption that the second doublet is a fakeon. Remarkably, the fake doublet avoids the most stringent $Z$-pole constraints regardless of the chosen mass scale, thereby allowing for the presence of new effects well below the electroweak scale. Furthermore, the absence of on-shell propagation prevents fakeons from inducing missing energy signatures in collider experiments. The distinguishing features of the model appear at the loop level, where fakeons modify the Higgs boson $h\rightarrow\gamma\gamma$ decay width and the Higgs trilinear coupling. The running of Standard Model parameters proceeds as in the usual Inert Doublet Model case. Therefore, the fake doublet can also ensure the stability of the Standard Model vacuum. Our work shows that fakeons are a valid alternative to the usual tools of particle physics model building, with the potential to shape a new paradigm, where the significance of the existing experimental constraints towards new physics must necessarily be reconsidered.

J. High Energy Phys. 10 (2021) 132 | DOI: 10.1007/JHEP10(2021)132

We study primordial cosmology with two scalar fields that participate in inflation at the same time, by coupling quantum gravity (i.e., the theory $R+R^2+C^2$ with the fakeon prescription/projection for $C^2$) to a scalar field with a quadratic potential. We show that there exists a perturbative regime that can be described by an asymptotically de Sitter, cosmic RG flow in two couplings. Since the two scalar degrees of freedom mix in nontrivial ways, the adiabatic and isocurvature perturbations are not RG invariant on superhorizon scales. It is possible to identify the correct perturbations by using RG invariance as a guiding principle. We work out the resulting power spectra of the tensor and scalar perturbations to the NNLL and NLL orders, respectively. An unexpected consequence of RG invariance is that the theory remains predictive. Indeed, the scalar mixing affects only the subleading corrections, so the predictions of quantum gravity with single-field inflation are confirmed to the leading order.

J. Cosmol. Astropart. Phys. 07 (2021) 037 | DOI: 10.1088/1475-7516/2021/07/037

We study inflation as a “cosmic” renormalization-group flow. The flow, which encodes the dependence on the background metric, is described by a running coupling $\alpha $, which parametrizes the slow roll, a de Sitter free, analytic beta function and perturbation spectra that are RG invariant in the superhorizon limit. Using RG invariance as a guiding principle, we classify the main types of flows according to the properties of their spectra, without referring to their origins from specific actions or models. Novel features include spectra with essential singularities in $\alpha $ and violations of the relation $r+8n_{\text{t}}=0$ to the leading order. Various classes of potentials studied in the literature can be described by means of the RG approach, even when the action includes a Weyl-squared term, while others are left out. In known cases, the classification helps identify the models that are ruled out by data. The RG approach is also able to generate spectra that cannot be derived from standard Lagrangian formulations.

Class. Quantum Grav. 38 (2021) 225011 | DOI: 10.1088/1361-6382/ac2b07

We compute the inflationary perturbation spectra and the quantity $r+8n_{T}$ to the next-to-next-to-leading log order in quantum gravity with purely virtual particles (which means the theory $R+R^{2}+C^{2}$ with the fakeon prescription/projection for $C^{2}$). The spectra are functions of the inflationary running coupling $\alpha (1/k)$ and satisfy the cosmic renormalization-group flow equations, which determine the tilts and the running coefficients. The tensor fluctuations receive contributions from the spin-2 fakeon $\chi _{\mu \nu }$ at every order of the expansion in powers of $\alpha \sim 1/115$. The dependence of the scalar spectrum on the $\chi

_{\mu \nu }$ mass $m_{\chi }$, on the other hand, starts from the $\alpha^{2}$ corrections, which are handled perturbatively in the ratio $m_{\phi}/m_{\chi }$, where $m_{\phi }$ is the inflaton mass. The predictions have theoretical errors ranging from $\alpha ^{4}\sim 10^{-8}$ to $\alpha^{3}\sim 10^{-6}$. Nontrivial issues concerning the fakeon projection at higher orders are addressed.

J. Cosmol. Astropart. Phys. 02 (2021) 029 | DOI: 10.1088/1475-7516/2021/02/029