Theories of gravitation

PhD Course

Recent papers

  • We investigate formulations of quantum field theories whose kinetic terms involve fractional or continuous powers of the d’Alembert operator. The primary requirements are perturbative unitarity and a well-defined classical limit with a finite number of initial conditions. A direct approach consists of continuing the correlation functions from Euclidean space to Minkowski spacetime using the fakeon prescription for the fractional part of the power. Alternative formulations arise through decomposition, in which the fractional part is represented as a continuum of ordinary fakeons. These options are infinite in number and yield inequivalent Minkowskian theories with the same Euclidean counterpart. We demonstrate these features at tree level and for bubble diagrams. We also point out potential pitfalls in the calculations. Finally, we show how to treat continuous powers of covariant d’Alembertians in fractional gauge and gravity theories. The Ward and Cutkosky identities hold in all formulations. PDFarXiv: 2604.23215 [hep-th]

  • Certain approaches to quantum gravity, such as the one based on the concept of purely virtual particles (fakeons), sacrifice the cause-effect relation at very small scales to reconcile renormalizability with unitarity. Other developments have also urged caution regarding the idea of causality as a fundamental principle. In this paper, we examine the problem from multiple perspectives, including locality and predictivity, and extend the existing skepticism in several directions. Emphasizing the impact of unruly “disruptors”, we point out that the illusory arrow of time associated with causality and predictivity is inherently statistical. This renders the cause-effect relation strained at the microscopic level. We also show that causation is a borderline concept that demands belief in entities which can act on nature without being part of it. Ultimately, not only is renouncing microcausality a reasonable price to pay for a consistent and predictive theory of quantum gravity (as is the one based on the fakeon idea), but the very notion of causality is misleading. Resting as it does on metaphysical assumptions, it should therefore be abandoned in fundamental physics. PDFFound. Phys. 56 (2026) 27 | DOI: 10.1007/s10701-026-00928-8 arXiv: 2601.06346 [gr-qc] Versione italiana

  • Theories with purely virtual particles (fakeons) do not possess a classical action in the strict sense, but rather a “classicized” one, obtained by integrating out the fake particles at tree level. Although this procedure generates nonlocal interactions, we show that the resulting classicized equations of motion are not burdened with the need to specify infinitely many initial conditions. The reason is the inherent link between the fakeonic system and the parent higher-derivative local system: the solution space of the former is an appropriate subspace of solutions of the latter. A somewhat unexpected proviso is that, in order to avoid overcounting, the fakeon prescription must be obtained as a limit or special case of a more generic prescription. Ultimately, the set of degrees of freedom matches physical expectations, the extra ones (ghosts or otherwise) being removed by rendering them purely virtual. We illustrate the counting in simple linear solvable models and provide the general proof. Along similar lines, we analyze Dirac’s removal of runaway solutions in classical electrodynamics. PDFJ. High Energy Phys. 01 (2026) 104 | DOI: 10.1007/JHEP01(2026)104 arXiv: 2510.05276 [hep-th]

  • In the context of field theories with complex poles, we scrutinize four inequivalent ways of defining the scattering amplitudes, each forfeiting one or more tenets of standard quantum field theory while preserving the others: (i) a textbook Wick rotation by analytic continuation of the external momenta from Euclidean to Lorentzian signature (no optical theorem), (ii) the Lee–Wick–Nakanishi prescription, integrating along a certain contour in the complex energy plane (no Lorentz invariance), (iiii) the fakeon prescription, where, in addition, spatial momenta are integrated on a complex path defined by the locus of singularities of the loop integrand (no analyticity of the amplitude) and (iv) to work directly on Minkowski spacetime, which violates the optical theorem and also bars power-counting renormalizability. In general, mixed Euclidean-Lorentzian prescriptions for internal and external momenta in loop integrals break Lorentz invariance, regardless of the type of masses involved. We conclude that, of the above four options, only the fakeon prescription is physically viable and can have applications to quantum gravity. PDFJ. High Energy Phys. 05 (2025) 145 | DOI: 10.1007/JHEP05(2025)145 arXiv: 2503.01841 [hep-th]

  • We investigate the relationship between nonlocal and local quantum field theories, and search for a viable notion of “local limit” to relate the unitary models. In Euclidean space it is relatively easy to have nonlocal theories with well-behaved local limits. In Minkowski spacetime, instead, singular behaviors are generically expected. Relaxing some assumptions on the “form factors” considered in the literature, we identify a class of models that have regular local limits in Minkowski spacetime. We call the models “asymptotically local” quantum field theories (AL-QFTs) and show that their limits are theories with physical and purely virtual particles (PVPs). In the bubble diagram, the nonlocal deformation generates PVPs straightforwardly. In the triangle diagram, it does so possibly up to multi-threshold corrections, which may be adjusted by tuning the deformation itself. We also build an asymptotically local deformation of quantum gravity with purely virtual particles. AL-QFT can serve various purposes, such as suggesting innovative approaches to off-shell physics, providing an alternative formulation for theories with PVPs, or smoothing out nonanalytic behaviors. We discuss its inherent arbitrariness and the implications for renormalizability. PDFEur. Phys. J. C 85 (2025) 999 | DOI: 10.1140/epjc/s10052-025-14578-z arXiv: 2410.21599 [hep-th]

  • We study the impact of the expansion of the universe on a broad class of objects, including black holes, neutron stars, white dwarfs, and others. Using metrics that incorporate primordial inhomogeneities, the effects of a hypothetical “center of the universe” on inflation are calculated. Dynamic coordinates for black holes that account for expansions or contractions with arbitrary rates are provided. We consider the possibility that the universe may be bound to evolve into an ultimate state of “total dilution”, wherein stable particles are so widely separated that physical communication among them will be impossible for eternity. This is also a scenario of “cosmic virtuality”, as no wave-function collapse would occur again. We provide classical models evolving this way, based on the Majumdar-Papapetrou geometries. More realistic configurations, instead, indicate that gravitational forces locally counteract expansion, except in the universe’s early stages. We comment on whether quantum phenomena may dictate that total dilution is indeed the cosmos’ ultimate destiny. PDFSymmetry 2024, 16(11), 1412 | DOI: 10.3390/sym16111412 arXiv: 2405.12050 [gr-qc] hal-04580536

  • We study gauge theories and quantum gravity in a finite interval of time $ \tau $, on a compact space manifold $\Omega $. The initial, final and boundary conditions are formulated in gauge invariant and general covariant ways by means of purely virtual extensions of the theories, which allow us to “trivialize” the local symmetries and switch to invariant fields (the invariant metric tensor, invariant quark and gluon fields, etc.). The evolution operator $U(t_{\text{f}},t_{\text{i}})$ is worked out diagrammatically for arbitrary initial and final states, as well as boundary conditions on $\partial \Omega $, and shown to be well defined and unitary for arbitrary $\tau =t_{\text{f}}-t_{\text{i}}<\infty $. We illustrate the basic properties in Yang-Mills theory on the cylinder. PDFPhys. Rev. D 109 (2024) 025003 | DOI: 10.1103/PhysRevD.109.025003 arXiv: 2306.07333 [hep-th]

  • We study the free and dressed propagators of physical and purely virtual particles in a finite interval of time $τ$ and on a compact space manifold $Ω$, using coherent states. In the free-field limit, the propagators are described by the entire function $(e^{z}-1-z)/z^{2}$, whose shape on the real axis is similar to the one of a Breit-Wigner function, with an effective width around $1/τ$. The real part is positive, in agreement with unitarity, and remains so after including the radiative corrections, which shift the function into the physical half plane. We investigate the effects of the restriction to finite $τ$ on the problem of unstable particles vs resonances, and show that the muon observation emerges from the right physical process, differently from what happens at $τ=\infty $. We also study the case of purely virtual particles, and show that, if $τ$ is small enough, there exists a situation where the geometric series of the self-energies is always convergent. The plots of the dressed propagators show testable differences: while physical particles are characterized by the usual, single peak, purely virtual particles are characterized by twin peaks. PDFJ. High Energ. Phys. 07 (2023) 99 | DOI: 10.1007/JHEP07(2023)099 arXiv: 2304.07643 [hep-ph]

  • We provide a diagrammatic formulation of perturbative quantum field theory in a finite interval of time $τ$, on a compact space manifold $Ω$. We explain how to compute the evolution operator $U(t_{\text{f}},t_{\text{i}})$ between the initial time $t_{\text{i}}$ and the final time $t_{\text{f}}=t_{\text{i}}+τ$, study unitarity and renormalizability, and show how to include purely virtual particles, by rendering some physical particles (and all the ghosts, if present) purely virtual. The details about the restriction to finite $τ$ and compact $Ω$ are moved away from the internal sectors of the diagrams (apart from the discretization of the three-momenta), and coded into external sources. So doing, the diagrams are as similar as possible to the usual $S$ matrix diagrams, and most known theorems extend straightforwardly. Unitarity is studied by means of the spectral optical identities, and the diagrammatic version of the identity $U^†(t_{\text{f}},t_{\text{i}})U(t_{\text{f}},t_{\text{i}})=1$. The dimensional regularization is extended to finite $τ$ and compact $Ω$, and used to prove, under general assumptions, that renormalizability holds whenever it holds at $τ=\infty $, $Ω=\mathbb{R}^{3}$. Purely virtual particles are introduced by removing the on-shell contributions of some physical particles, and the ghosts, from the core diagrams, and trivializing their initial and final conditions. The resulting evolution operator $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ is unitary, but does not satisfy the more general identity $U_{\text{ph}}(t_{3},t_{2})U_{\text{ph}}(t_{2},t_{1})$ $=U_{\text{ph}}(t_{3},t_{1})$. As a consequence, $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ cannot be derived from a Hamiltonian in a standard way, in the presence of purely virtual particles. PDFJ. High Energ. Phys. 07 (2023) 209 | DOI: 10.1007/JHEP07(2023)209 arXiv: 2304.07642 [hep-th]

  • We formulate a new quantization principle for perturbative quantum field theory, based on a minimally non time-ordered product, and show that it gives the theories of physical particles and purely virtual particles. Given a classical Lagrangian, the quantization proceeds as usual, guided by the time-ordered product, up to the common scattering matrix $S$, which satisfies a unitarity or a pseudounitarity equation. The physical scattering matrix $S_{\text{ph}}$ is built from $S$, by gluing $S$ diagrams together into new diagrams, through non time-ordered propagators. We classify the most general way to gain unitarity by means of such operations, and point out that a special solution “minimizes” the time-ordering violation. We show that the scattering matrix $S_{\text{ph}}$ given by this solution coincides with the one obtained by turning the would-be ghosts (and possibly some would-be physical particles) into purely virtual particles (fakeons). We study tricks to descend and ascend in a unique way among diagrams, and illustrate them in several examples: the ascending chain from the bubble to the hexagon, at one loop; the box with diagonal, at two loops; other diagrams, with more loops. PDFJ. High Energy Phys. 12 (2022) 088 | DOI: 10.1007/JHEP12(2022)088 arXiv: 2210.14240 [hep-th]

Damiano Anselmi

Quantum gravity is extended to include purely virtual “cloud sectors”, which allow us to define a complete set of point-dependent observables, including a gauge invariant metric and gauge invariant matter fields, and calculate their off-shell correlation functions perturbatively. The ordinary on-shell correlation functions and the $S$ matrix elements are unaffected. Each extra sector is made of a cloud field, its anticommuting partner, a “cloud-fixing” function and a cloud Faddeev-Popov determinant. The additional fields are purely virtual, to ensure that no ghosts propagate. The extension is unitary. In particular, the off-shell, diagrammatic version of the optical theorem holds. The one-loop two-point functions of dressed scalars, vectors and gravitons are calculated. Their absorptive parts are positive, cloud independent and gauge independent, while they are unphysical if non purely virtual clouds are used. We illustrate the differences between our approach to the problem of finding a complete set of observables in quantum gravity and other approaches available in the literature.

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Eur. Phys. J. C 83 (2023) 1066 | DOI: 10.1140/epjc/s10052-023-12220-4

arXiv: 2207.12401 [hep-th]

We extend quantum field theory by including purely virtual “cloud” sectors, to define physical off-shell correlation functions of gauge invariant quark and gluon fields, without affecting the $S$ matrix amplitudes. The extension is made of certain cloud bosons, plus their anticommuting partners. Both are quantized as purely virtual, to ensure that they do not propagate ghosts. The extended theory is renormalizable and unitary. In particular, the off-shell, diagrammatic version of the optical theorem holds. We calculate the one-loop two-point functions of dressed quarks and gluons, and show that their absorptive parts are gauge independent, cloud independent and positive (while they are generically unphysical if the cloud sectors are not purely virtual). A gauge/cloud duality simplifies the computations and shows that the gauge choice is just a particular cloud. It is possible to dress every field insertion with a different cloud. We compare the purely virtual extension to previous approaches to similar problems.

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Eur. Phys. J. C 83 (2023) 544 | DOI: 10.1140/epjc/s10052-023-11717-2

arXiv: 2207.11271 [hep-ph]

The physics of fundamental interactions is going through a concerning, prolonged period of stagnation. The incredible success of the standard model of particle physics and the lack of new experimental data have frustrated our hopes in the future. On top of that, the scientific community shattered into a large number of isolated groups. Many mainstreams have consolidated, leaving not much room for the advancement of bright, original proposals. In frontier domains, like quantum gravity, most mainstreams have disavowed the inheritance of the glowing past and embarked on uncertain routes (string theory, loop quantum gravity and many others). It is time to make room for approaches that are really out of the box and can truly trigger a renaissance of particle physics. Yet, they can only be believable if they are solidly rooted in the successes of the past. This ERC project pursues a research line that does stem from the achievements of the past, but is radically new and has the potential to take us out of this dark period. It is based on the notion of purely virtual particle, which upgrades in a crucial way our understanding of fundamental interactions through quantum field theory. One of its key predictions in primordial cosmology could be confirmed experimentally within a decade. Nevertheless, the scientific community cannot afford another decade like the past ones, so it is imperative to act now. The new idea opens the door to unthinkable scenarios and has a huge amount of ramifications and applications to all areas of fundamental physics, with the potential to build bridges between quantum gravity, primordial cosmology and the phenomenology of particle physics beyond the standard model. More key predictions are expected to follow, together with crucial ideas for future colliders. Hopefully, they will trigger the breakthroughs that we need to make a U turn, activate a virtuous circle, reunite the scientific community and lead to the renaissance of particle physics.

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The techical part of the application can be viewed here

We review the concept of purely virtual particle and its uses in quantum gravity, primordial cosmology and collider physics. The fake particle, or “fakeon”, which mediates interactions without appearing among the incoming and outgoing states, can be introduced by means of a new diagrammatics. The renormalization coincides with one of the parent Euclidean diagrammatics, while unitarity follows from spectral optical identities, which can be derived by means of algebraic operations. The classical limit of a theory of physical particles and fakeons is described by an ordinary Lagrangian plus Hermitian, micro acausal and micro nonlocal self-interactions. Quantum gravity propagates the graviton, a massive scalar field (the inflaton) and a massive spin-2 fakeon, and leads to a constrained primordial cosmology, which predicts the tensor-to-scalar ratio r in the window 0.4≲1000r≲3.5. The interpretation of inflation as a cosmic RG flow allows us to calculate the perturbation spectra to high orders in the presence of the Weyl squared term. In models of new physics beyond the standard model, fakeons evade various phenomenological bounds, because they are less constrained than normal particles. The resummation of self-energies reveals that it is impossible to get too close to the fakeon peak. The related peak uncertainty, equal to the fakeon width divided by 2, is expected to be observable.

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Symmetry 2022, 14(3), 521 | DOI: 10.3390/sym14030521

arXiv: 2203.02516 [hep-th]

We reconsider the Lee-Wick (LW) models and compare their properties to the properties of the models that contain purely virtual particles. We argue against the LW premise that unstable particles can be removed from the sets of incoming and outgoing states in scattering processes. The removal leads to a non-Hermitian classical limit, besides clashing with the observation of the muon. If, on the other hand, all the states are included, the LW models have a Hamiltonian unbounded from below or negative norms. Purely virtual particles, on the contrary, lead to a Hermitian classical limit and are absent from the sets of incoming and outgoing states without implications on the observation of long-lived unstable particles. We give a vademecum to summarize the properties of most options to treat abnormal particles. We study a method to remove the LW ghosts only partially, by saving the physical particles they contain. Specifically, we replace a LW ghost with a certain superposition of a purely virtual particle and an ordinary particle, and drop only the former from the sets of the external states. The trick can be used to make the Pauli-Villars fields consistent and observable, without sending their masses to infinity, or to build a finite QED, by tweaking the original Lee-Wick construction. However, it has issues with general covariance, so it cannot be applied as is to quantum gravity, where a manifestly covariant decomposition requires the introduction of a massive spin-2 multiplet.

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Phys. Rev. D 105 (2022) 125017 | DOI: 10.1103/PhysRevD.105.125017

arXiv: 2202.10483 [hep-th]

We study the resummation of self-energy diagrams into dressed propagators in the case of purely virtual particles and compare the results with those obtained for physical particles and ghosts. The three geometric series differ by infinitely many contact terms, which do not admit well-defined sums. The peak region, which is outside the convergence domain, can only be reached in the case of physical particles, thanks to analyticity. In the other cases, nonperturbative effects become important. To clarify the matter, we introduce the energy resolution $\Delta E$ around the peak and argue that a “peak uncertainty” $\Delta E\gtrsim \Delta E_{\text{min}}\simeq \Gamma _{\text{f}}/2$ around energies $E\simeq m_{\text{f}}$ expresses the impossibility to approach the fakeon too closely, $m_{\text{f}}$ being the fakeon mass and $\Gamma _{\text{f}}$ being the fakeon width. The introduction of $\Delta E$ is also crucial to explain the observation of unstable long-lived particles, like the muon. Indeed, by the common energy-time uncertainty relation, such particles are also affected by ill-defined sums at $\Delta E=0$, whenever we separate their observation from the observation of their decay products. We study the regime of large $\Gamma _{\text{f}}$, which applies to collider physics (and situations like the one of the $Z$ boson), and the regime of small $\Gamma _{\text{f}}$, which applies to quantum gravity (and situations like the one of the muon).

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J. High Energy Phys. 06 (2022) 058 | DOI: 10.1007/JHEP06(2022)058

arXiv: 2201.00832 [hep-ph]

We prove spectral optical identities in quantum field theories of physical particles (defined by the Feynman $i\epsilon $ prescription) and purely virtual particles (defined by the fakeon prescription). The identities are derived by means of purely algebraic operations and hold for every (multi)threshold separately and for arbitrary frequencies. Their major significance is that they offer a deeper understanding on the problem of unitarity in quantum field theory. In particular, they apply to “skeleton” diagrams, before integrating on the space components of the loop momenta and the phase spaces. In turn, the skeleton diagrams obey a spectral optical theorem, which gives the usual optical theorem for amplitudes, once the integrals on the space components of the loop momenta and the phase spaces are restored. The fakeon
prescription/projection is implemented by dropping the thresholds that involve fakeon frequencies. We give examples at one loop (bubble, triangle, box, pentagon and hexagon), two loops (triangle with “diagonal”, box with diagonal) and arbitrarily many loops. We also derive formulas for the loop integrals with fakeons and relate them to the known formulas for the loop integrals with physical particles.

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J. High Energy Phys. 11 (2021) 030 | DOI: https://doi.org/10.1007/JHEP11(2021)030

arXiv: 2109.06889 [hep-th]

Extensions to the Standard Model that use strictly off-shell degrees of freedom – the fakeons – allow for new measurable interactions at energy scales usually precluded by the constraints that target the on-shell propagation of new particles. Here we employ the interactions between a new fake scalar doublet and the muon to explain the recent Fermilab measurement of its anomalous magnetic moment. Remarkably, unlike in the case of usual particles, the experimental result can be matched for fakeon masses below the electroweak scale without contradicting the stringent precision data and collider bounds on new light degrees of freedom. Our analysis, therefore, demonstrates that the fakeon approach offers unexpected viable possibilities to model new physics naturally at low scales.

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Phys. Rev. D 104 (2021) 035009 | DOI: 10.1103/PhysRevD.104.035009

arXiv: 2104.03249 [hep-ph]

We introduce a new way of modeling the physics beyond the Standard Model by considering fake, strictly off-shell degrees of freedom: the fakeons. To demonstrate the approach and exemplify its reach, we re-analyze the phenomenology of the Inert Doublet Model under the assumption that the second doublet is a fakeon. Remarkably, the fake doublet avoids the most stringent $Z$-pole constraints regardless of the chosen mass scale, thereby allowing for the presence of new effects well below the electroweak scale. Furthermore, the absence of on-shell propagation prevents fakeons from inducing missing energy signatures in collider experiments. The distinguishing features of the model appear at the loop level, where fakeons modify the Higgs boson $h\rightarrow\gamma\gamma$ decay width and the Higgs trilinear coupling. The running of Standard Model parameters proceeds as in the usual Inert Doublet Model case. Therefore, the fake doublet can also ensure the stability of the Standard Model vacuum. Our work shows that fakeons are a valid alternative to the usual tools of particle physics model building, with the potential to shape a new paradigm, where the significance of the existing experimental constraints towards new physics must necessarily be reconsidered.

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J. High Energy Phys. 10 (2021) 132 | DOI: 10.1007/JHEP10(2021)132

arXiv: 2104.02071 [hep-ph]

We study primordial cosmology with two scalar fields that participate in inflation at the same time, by coupling quantum gravity (i.e., the theory $R+R^2+C^2$ with the fakeon prescription/projection for $C^2$) to a scalar field with a quadratic potential. We show that there exists a perturbative regime that can be described by an asymptotically de Sitter, cosmic RG flow in two couplings. Since the two scalar degrees of freedom mix in nontrivial ways, the adiabatic and isocurvature perturbations are not RG invariant on superhorizon scales. It is possible to identify the correct perturbations by using RG invariance as a guiding principle. We work out the resulting power spectra of the tensor and scalar perturbations to the NNLL and NLL orders, respectively. An unexpected consequence of RG invariance is that the theory remains predictive. Indeed, the scalar mixing affects only the subleading corrections, so the predictions of quantum gravity with single-field inflation are confirmed to the leading order.

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J. Cosmol. Astropart. Phys. 07 (2021) 037 | DOI: 10.1088/1475-7516/2021/07/037

arXiv: 2105.05864 [hep-th]

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Book - PhD Course
1. Functional integral
2. Renormalization
3. Renormalization group
4. Gauge symmetry
5. Canonical gauge formalism
6. Quantum electrodynamics
7. Non-Abelian gauge field theories