### Course

19R1 D. Anselmi
Theories of gravitation

Last update: October 5th 2018

PhD course – 54 hours – Videos of lectures and PDF files of slides

To be held in the first part of 2019 – Stay tuned

Program

### Recent papers and theorems

18R2 Damiano Anselmi
From fakeons to quantum gravity

Talk given at the Department of Physics and Astronomy of Southampton University, UK, on Nov 16th, 2018 I introduce the concept of fake particle and study how it is used to formulate a consistent theory of quantum gravity. Fakeons arise from a new quantization prescription, alternative to the Feynman one, for ... [more]

18A7 Damiano Anselmi
On the nature of the Higgs boson

Several particles are not observed directly, but only through their decay products. We consider the possibility that they might be fakeons, i.e. fake particles, which mediate interactions but are not asymptotic states. A crucial role to determine the true nature of a particle is played by the imaginary parts of ... [more]

18A6 Damiano Anselmi
Let the dice play God

We define life as the amplification of quantum uncertainty up to macroscopic scales. A living being is any amplifier that achieves this goal. We argue that everything we know about life can be explained from this idea. We study a ladder mechanism to estimate the probability that the amplification occurs ... [more]

18R1 Damiano Anselmi
The correspondence principle in quantum field theory and quantum gravity

Talk given at the conference Progress and Visions in Quantum Theory in View of Gravity: Bridging foundations of physics and mathematics Max Planck Institute for Mathematics in the Sciences, Leipzig October 04, 2018 I claim that the best correspondence principle for quantum field theory and quantum gravity is made of unitarity, locality and proper ... [more]

18A5 Damiano Anselmi
The correspondence principle in quantum field theory and quantum gravity

We discuss the fate of the correspondence principle beyond quantum mechanics, specifically in quantum field theory and quantum gravity, in connection with the intrinsic limitations of the human ability to observe the external world. We conclude that the best correspondence principle is made of unitarity, locality, proper renormalizability (a refinement ... [more]

18A4 Damiano Anselmi
Fakeons, microcausality and the classical limit of quantum gravity

We elaborate on the idea of fake particle and its physical consequences. When a theory contains fakeons, the true classical limit is determined by the quantization and a subsequent process of "classicization". One of the major predictions due to the fake particles is the violation of microcausality, which survives the ... [more]

18A3 Damiano Anselmi and Marco Piva
Quantum gravity, fakeons and microcausality

We investigate the properties of fakeons in quantum gravity at one loop. The theory is described by a graviton multiplet, which contains the fluctuation $h_{\mu \nu }$ of the metric, a massive scalar $\phi$ and the spin-2 fakeon $\chi _{\mu \nu }$. The fields $\phi$ and $\chi _{\mu ... [more] 18A2 Damiano Anselmi and Marco Piva The ultraviolet behavior of quantum gravity A theory of quantum gravity has been recently proposed by means of a novel quantization prescription, which is able to turn the poles of the free propagators that are due to the higher derivatives into fakeons. The classical Lagrangian contains the cosmological term, the Hilbert term,$ \sqrt{-g}R_{\mu \nu }R^{\mu \nu ... [more]

18A1 Damiano Anselmi
Fakeons and Lee-Wick models

The "fakeon" is a fake degree of freedom, i.e. a degree of freedom that does not belong to the physical spectrum, but propagates inside the Feynman diagrams. Fakeons can be used to make higher-derivative theories unitary. Moreover, they help us clarify how the Lee-Wick models work. In this paper we ... [more]

17A3 Damiano Anselmi
On the quantum field theory of the gravitational interactions

We study the main options for a unitary and renormalizable, local quantum field theory of the gravitational interactions. The first model is a Lee-Wick superrenormalizable higher-derivative gravity, formulated as a nonanalytically Wick rotated Euclidean theory. We show that, under certain conditions, the $S$ matrix is unitary when the cosmological constant ... [more]

17A2 Damiano Anselmi and Marco Piva
Perturbative unitarity of Lee-Wick quantum field theory

We study the perturbative unitarity of the Lee-Wick models, formulated as nonanalytically Wick rotated Euclidean theories. The complex energy plane is divided into disconnected regions and the values of a loop integral in the various regions are related to one another by a nonanalytic procedure. We show that the one-loop ... [more]

17A1 Damiano Anselmi and Marco Piva
A new formulation of Lee-Wick quantum field theory

The Lee-Wick models are higher-derivative theories that are claimed to be unitary thanks to a peculiar cancelation mechanism. In this paper, we provide a new formulation of the models, to clarify several aspects that have remained quite mysterious, so far. Specifically, we define them as nonanalytically Wick rotated Euclidean theories. ... [more]

16A3 Damiano Anselmi
Algebraic cutting equations

The cutting equations are diagrammatic identities that are used to prove perturbative unitarity in quantum field theory. In this paper, we derive algebraic, upgraded versions of them. Differently from the diagrammatic versions, the algebraic identities also holds for propagators with arbitrary, nonvanishing widths. In particular, the cut propagators do not ... [more]

16A2 Ugo G. Aglietti and Damiano Anselmi
Inconsistency of Minkowski higher-derivative theories

We show that Minkowski higher-derivative quantum field theories are generically inconsistent, because they generate nonlocal, non-Hermitian ultraviolet divergences, which cannot be removed by means of standard renormalization procedures. By "Minkowski theories" we mean theories that are defined directly in Minkowski spacetime. The problems occur when the propagators have complex poles, ... [more]

16A1 Damiano Anselmi
Aspects of perturbative unitarity

We reconsider perturbative unitarity in quantum field theory and upgrade several arguments and results. The minimum assumptions that lead to the largest time equation, the cutting equations and the unitarity equation are identified. Using this knowledge and a special gauge, we give a new, simpler proof of perturbative unitarity in ... [more]

We study the perturbative unitarity of the Lee-Wick models, formulated as nonanalytically Wick rotated Euclidean theories. The complex energy plane is divided into disconnected regions and the values of a loop integral in the various regions are related to one another by a nonanalytic procedure. We show that the one-loop diagrams satisfy the expected, unitary cutting equations in each region: only the physical degrees of freedom propagate through the cuts. The goal can be achieved by working in suitable subsets of each region and proving that the cutting equations can be analytically continued as a whole. We make explicit calculations in the cases of the bubble and triangle diagrams and address the generality of our approach. We also show that the same higher-derivative models violate unitarity if they are formulated directly in Minkowski spacetime.

PDF

Phys. Rev. D 96 (2017) 045009 | DOI: 10.1103/PhysRevD.96.045009

arXiv: 1703.05563 [hep-th]

The Lee-Wick models are higher-derivative theories that are claimed to be unitary thanks to a peculiar cancelation mechanism. In this paper, we provide a new formulation of the models, to clarify several aspects that have remained quite mysterious, so far. Specifically, we define them as nonanalytically Wick rotated Euclidean theories. The complex energy plane is divided into disconnected regions, which can be related to one another by a well defined, albeit nonanalytic procedure. Working in a generic Lorentz frame, the models are intrinsically equipped with the right recipe to treat the pinchings of the Lee-Wick poles, with no need of external ad hoc prescriptions. We describe these features in detail by calculating the one-loop bubble diagram and explaining how the key properties generalize to more complicated diagrams. The physical results of our formulation are different from those of the previous ones. The unusual behaviors of the physical amplitudes lead to interesting phenomenological predictions.

PDF

J. High Energy Phys. 06 (2017) 066 | DOI: 10.1007/JHEP06(2017)066

arXiv: 1703.04584 [hep-th]

It is normally believed that viewing time as time, that is to say a real coordinate $t$ with a Minkowski metric, is equivalent to viewing it as a space coordinate $x^4$ (with a Euclidean metric) that is turned into imaginary values by means of the Wick rotation. Indeed, most quantum field theories, including the standard model, can be equivalently formulated directly in Minkowski spacetime or by Wick rotating their Euclidean versions.

However, in a recent paper it was shown that the two formulations are not always equivalent. In particular, they are not equivalent in a wide realm of quantum field theories that is relevant for the search of quantum gravity.

The two formulations differ so much that one of the two, the Minkowski one, is mathematically inconsistent, because it leads to nonlocal divergences that cannot be subtracted away. The only viable formulation of quantum field theory is thus the Wick rotation of a Euclidean theory.

This observation could have very broad consequences. Ultimately, it tells us that the environment of quantum field theory is not Minkowski spacetime, but a different kind of spacetime, which we may call Wick spacetime, that is to say the Wick rotated Euclidean space.

If we believe that quantum field theory is the correct framework to describe nature, as all experimental evidence suggests so far, the conclusion extends from quantum field theory to nature itself, i.e.

the universe does not live in Minkowski spacetime, but in Wick spacetime.

Said differently,

time is not time, but an imaginary space.

The cutting equations are diagrammatic identities that are used to prove perturbative unitarity in quantum field theory. In this paper, we derive algebraic, upgraded versions of them. Differently from the diagrammatic versions, the algebraic identities also holds for propagators with arbitrary, nonvanishing widths. In particular, the cut propagators do not need to vanish off shell. The new approach provides a framework to address unsolved problems of perturbative quantum field theory and a tool to investigate perturbative unitarity in higher-derivative theories that are relevant to the problem of quantum gravity, such as the Lee-Wick models and the fakeon models.

PDF

Ann. Phys. 394 (2018) 294 | DOI: 10.1016/j.aop.2018.04.034

arXiv: 1612.07148 [hep-th]

We show that Minkowski higher-derivative quantum field theories are generically inconsistent, because they generate nonlocal, non-Hermitian ultraviolet divergences, which cannot be removed by means of standard renormalization procedures. By “Minkowski theories” we mean theories that are defined directly in Minkowski spacetime. The problems occur when the propagators have complex poles, so that the correlation functions cannot be obtained as the analytic continuations of their Euclidean versions. The usual power counting rules fail and are replaced by much weaker ones. Self-energies generate complex divergences proportional to inverse powers of D’Alembertians. Three-point functions give more involved nonlocal divergences, which couple to infrared effects. The violations of the locality and Hermiticity of counterterms are illustrated by means of explicit computations in scalar models and higher-derivative gravity.

PDF

Eur. Phys. J. C 77 (2017) 84 | DOI: 10.1140/epjc/s10052-017-4646-7

arXiv: 1612.06510 [hep-th]

We reconsider perturbative unitarity in quantum field theory and upgrade several arguments and results. The minimum assumptions that lead to the largest time equation, the cutting equations and the unitarity equation are identified. Using this knowledge and a special gauge, we give a new, simpler proof of perturbative unitarity in gauge theories and generalize it to quantum gravity, in four and higher dimensions. The special gauge interpolates between the Feynman gauge and the Coulomb gauge without double poles. When the Coulomb limit is approached, the unphysical particles drop out of the cuts and the cutting equations are consistently projected onto the physical subspace. The proof does not extend to nonlocal quantum field theories of gauge fields and gravity, whose unitarity remains uncertain.

PDF

Phys. Rev. D 94 (2016) 025028 | DOI: 10.1103/PhysRevD.94.025028

arXiv: 1606.06348 [hep-th]

Using the background field method and the Batalin-Vilkovisky formalism, we prove a key theorem on the cohomology of perturbatively local functionals of arbitrary ghost numbers, in renormalizable and nonrenormalizable quantum field theories whose gauge symmetries are general covariance, local Lorentz symmetry, non-Abelian Yang-Mills symmetries and Abelian gauge symmetries. Interpolating between the background field approach and the usual, nonbackground approach by means of a canonical transformation, we take advantage of the properties of both approaches and prove that a closed functional is the sum of an exact functional plus a functional that depends only on the physical fields and possibly the ghosts. The assumptions of the theorem are the mathematical versions of general properties that characterize the counterterms and the local contributions to the potential anomalies. This makes the outcome a theorem on the cohomology of renormalization, rather than the whole local cohomology. The result supersedes numerous involved arguments that are available in the literature.

PDF

Phys. Rev. D 93 (2016) 065034 | DOI: 10.1103/PhysRevD.93.065034

arXiv: 1511.01244 [hep-th]

We study some properties of the canonical transformations in classical mechanics and quantum field theory and give a number of practical formulas concerning their generating functions. First, we give a diagrammatic formula for the perturbative expansion of the composition law around the identity map. Then, we propose a standard way to express the generating function of a canonical transformation by means of a certain “componential” map, which obeys the Baker-Campbell-Hausdorff formula. We derive the diagrammatic interpretation of the componential map, work out its relation with the solution of the Hamilton-Jacobi equation and derive its time-ordered version. Finally, we generalize the results to the Batalin-Vilkovisky formalism, where the conjugate variables may have both bosonic and fermionic statistics, and describe applications to quantum field theory.

PDF

Eur. Phys. J. C 76 (2016) 49 | DOI: 10.1140/epjc/s10052-015-3874-y

arXiv: 1511.00828 [hep-th]

We prove the Adler-Bardeen theorem in a large class of general gauge theories, including nonrenormalizable ones. We assume that the gauge symmetries are general covariance, local Lorentz symmetry and Abelian and non-Abelian Yang-Mills symmetries, and that the local functionals of vanishing ghost numbers satisfy a variant of the Kluberg-Stern–Zuber conjecture. We show that if the gauge anomalies are trivial at one loop, for every truncation of the theory there exists a subtraction scheme where they manifestly vanish to all orders, within the truncation. Outside the truncation the cancellation of gauge anomalies can be enforced by fine-tuning local counterterms. The framework of the proof is worked out by combining a recently formulated chiral dimensional regularization with a gauge invariant higher-derivative regularization. If the higher-derivative regularizing terms are placed well beyond the truncation, and the energy scale $\Lambda$ associated with them is kept fixed, the theory is super-renormalizable and has the property that, once the gauge anomalies are canceled at one loop, they manifestly vanish from two loops onwards by simple power counting. When the $\Lambda$ divergences are subtracted away and $\Lambda$ is sent to infinity, the anomaly cancellation survives in a manifest form within the truncation and in a nonmanifest form outside. The standard model coupled to quantum gravity satisfies all the assumptions, so it is free of gauge anomalies to all orders.

PDF

Phys. Rev. D 91 (2015) 105016 | DOI: 10.1103/PhysRevD.91.105016

arXiv: 1501.07014 [hep-th]

Using the Batalin-Vilkovisky formalism, we study the Ward identities and the equations of gauge dependence in potentially anomalous general gauge theories, renormalizable or not. A crucial new term, absent in manifestly nonanomalous theories, is responsible for interesting effects. We prove that gauge invariance always implies gauge independence, which in turn ensures perturbative unitarity. Precisely, we consider potentially anomalous theories that are actually free of gauge anomalies thanks to the Adler-Bardeen theorem. We show that when we make a canonical transformation on the tree-level action, it is always possible to re-renormalize the divergences and re-fine-tune the finite local counterterms, so that the renormalized $\Gamma$ functional of the transformed theory is also free of gauge anomalies, and is related to the renormalized $\Gamma$ functional of the starting theory by a canonical transformation. An unexpected consequence of our results is that the beta functions of the couplings may depend on the gauge-fixing parameters, although the physical quantities remain gauge independent. We discuss nontrivial checks of high-order calculations based on gauge independence and determine how powerful they are.

PDF

Phys. Rev. D 92 (2015) 025027 | DOI: 10.1103/PhysRevD.92.025027

arXiv: 1501.06692 [hep-th]

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### Book

14B1 D. Anselmi
Renormalization

PDF

Last update: May 9th 2015, 230 pages

Contents:
Preface
1. Functional integral
2. Renormalization
3. Renormalization group
4. Gauge symmetry
5. Canonical formalism
6. Quantum electrodynamics
7. Non-Abelian gauge field theories
Notation and useful formulas
References

Course on renormalization, taught in Pisa in 2015. (More chapters will be added later.)