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Recent papers

  • We investigate formulations of quantum field theories whose kinetic terms involve fractional or continuous powers of the d’Alembert operator. The primary requirements are perturbative unitarity and a well-defined classical limit with a finite number of initial conditions. A direct approach consists of continuing the correlation functions from Euclidean space to Minkowski spacetime using the fakeon prescription for the fractional part of the power. Alternative formulations arise through decomposition, in which the fractional part is represented as a continuum of ordinary fakeons. These options are infinite in number and yield inequivalent Minkowskian theories with the same Euclidean counterpart. We demonstrate these features at tree level and for bubble diagrams. We also point out potential pitfalls in the calculations. Finally, we show how to treat continuous powers of covariant d’Alembertians in fractional gauge and gravity theories. The Ward and Cutkosky identities hold in all formulations. PDFPhys. Rev. D 114 (2026) 065009 | DOI: 10.1103/75jy-gbbl arXiv: 2604.23215 [hep-th]

  • Certain approaches to quantum gravity, such as the one based on the concept of purely virtual particles (fakeons), sacrifice the cause-effect relation at very small scales to reconcile renormalizability with unitarity. Other developments have also urged caution regarding the idea of causality as a fundamental principle. In this paper, we examine the problem from multiple perspectives, including locality and predictivity, and extend the existing skepticism in several directions. Emphasizing the impact of unruly “disruptors”, we point out that the illusory arrow of time associated with causality and predictivity is inherently statistical. This renders the cause-effect relation strained at the microscopic level. We also show that causation is a borderline concept that demands belief in entities which can act on nature without being part of it. Ultimately, not only is renouncing microcausality a reasonable price to pay for a consistent and predictive theory of quantum gravity (as is the one based on the fakeon idea), but the very notion of causality is misleading. Resting as it does on metaphysical assumptions, it should therefore be abandoned in fundamental physics. PDFFound. Phys. 56 (2026) 27 | DOI: 10.1007/s10701-026-00928-8 arXiv: 2601.06346 [gr-qc] Versione italiana

  • Theories with purely virtual particles (fakeons) do not possess a classical action in the strict sense, but rather a “classicized” one, obtained by integrating out the fake particles at tree level. Although this procedure generates nonlocal interactions, we show that the resulting classicized equations of motion are not burdened with the need to specify infinitely many initial conditions. The reason is the inherent link between the fakeonic system and the parent higher-derivative local system: the solution space of the former is an appropriate subspace of solutions of the latter. A somewhat unexpected proviso is that, in order to avoid overcounting, the fakeon prescription must be obtained as a limit or special case of a more generic prescription. Ultimately, the set of degrees of freedom matches physical expectations, the extra ones (ghosts or otherwise) being removed by rendering them purely virtual. We illustrate the counting in simple linear solvable models and provide the general proof. Along similar lines, we analyze Dirac’s removal of runaway solutions in classical electrodynamics. PDFJ. High Energy Phys. 01 (2026) 104 | DOI: 10.1007/JHEP01(2026)104 arXiv: 2510.05276 [hep-th]

  • In the context of field theories with complex poles, we scrutinize four inequivalent ways of defining the scattering amplitudes, each forfeiting one or more tenets of standard quantum field theory while preserving the others: (i) a textbook Wick rotation by analytic continuation of the external momenta from Euclidean to Lorentzian signature (no optical theorem), (ii) the Lee–Wick–Nakanishi prescription, integrating along a certain contour in the complex energy plane (no Lorentz invariance), (iiii) the fakeon prescription, where, in addition, spatial momenta are integrated on a complex path defined by the locus of singularities of the loop integrand (no analyticity of the amplitude) and (iv) to work directly on Minkowski spacetime, which violates the optical theorem and also bars power-counting renormalizability. In general, mixed Euclidean-Lorentzian prescriptions for internal and external momenta in loop integrals break Lorentz invariance, regardless of the type of masses involved. We conclude that, of the above four options, only the fakeon prescription is physically viable and can have applications to quantum gravity. PDFJ. High Energy Phys. 05 (2025) 145 | DOI: 10.1007/JHEP05(2025)145 arXiv: 2503.01841 [hep-th]

  • We investigate the relationship between nonlocal and local quantum field theories, and search for a viable notion of “local limit” to relate the unitary models. In Euclidean space it is relatively easy to have nonlocal theories with well-behaved local limits. In Minkowski spacetime, instead, singular behaviors are generically expected. Relaxing some assumptions on the “form factors” considered in the literature, we identify a class of models that have regular local limits in Minkowski spacetime. We call the models “asymptotically local” quantum field theories (AL-QFTs) and show that their limits are theories with physical and purely virtual particles (PVPs). In the bubble diagram, the nonlocal deformation generates PVPs straightforwardly. In the triangle diagram, it does so possibly up to multi-threshold corrections, which may be adjusted by tuning the deformation itself. We also build an asymptotically local deformation of quantum gravity with purely virtual particles. AL-QFT can serve various purposes, such as suggesting innovative approaches to off-shell physics, providing an alternative formulation for theories with PVPs, or smoothing out nonanalytic behaviors. We discuss its inherent arbitrariness and the implications for renormalizability. PDFEur. Phys. J. C 85 (2025) 999 | DOI: 10.1140/epjc/s10052-025-14578-z arXiv: 2410.21599 [hep-th]

  • We study the impact of the expansion of the universe on a broad class of objects, including black holes, neutron stars, white dwarfs, and others. Using metrics that incorporate primordial inhomogeneities, the effects of a hypothetical “center of the universe” on inflation are calculated. Dynamic coordinates for black holes that account for expansions or contractions with arbitrary rates are provided. We consider the possibility that the universe may be bound to evolve into an ultimate state of “total dilution”, wherein stable particles are so widely separated that physical communication among them will be impossible for eternity. This is also a scenario of “cosmic virtuality”, as no wave-function collapse would occur again. We provide classical models evolving this way, based on the Majumdar-Papapetrou geometries. More realistic configurations, instead, indicate that gravitational forces locally counteract expansion, except in the universe’s early stages. We comment on whether quantum phenomena may dictate that total dilution is indeed the cosmos’ ultimate destiny. PDFSymmetry 2024, 16(11), 1412 | DOI: 10.3390/sym16111412 arXiv: 2405.12050 [gr-qc] hal-04580536

  • We study gauge theories and quantum gravity in a finite interval of time $ \tau $, on a compact space manifold $\Omega $. The initial, final and boundary conditions are formulated in gauge invariant and general covariant ways by means of purely virtual extensions of the theories, which allow us to “trivialize” the local symmetries and switch to invariant fields (the invariant metric tensor, invariant quark and gluon fields, etc.). The evolution operator $U(t_{\text{f}},t_{\text{i}})$ is worked out diagrammatically for arbitrary initial and final states, as well as boundary conditions on $\partial \Omega $, and shown to be well defined and unitary for arbitrary $\tau =t_{\text{f}}-t_{\text{i}}<\infty $. We illustrate the basic properties in Yang-Mills theory on the cylinder. PDFPhys. Rev. D 109 (2024) 025003 | DOI: 10.1103/PhysRevD.109.025003 arXiv: 2306.07333 [hep-th]

  • We study the free and dressed propagators of physical and purely virtual particles in a finite interval of time $τ$ and on a compact space manifold $Ω$, using coherent states. In the free-field limit, the propagators are described by the entire function $(e^{z}-1-z)/z^{2}$, whose shape on the real axis is similar to the one of a Breit-Wigner function, with an effective width around $1/τ$. The real part is positive, in agreement with unitarity, and remains so after including the radiative corrections, which shift the function into the physical half plane. We investigate the effects of the restriction to finite $τ$ on the problem of unstable particles vs resonances, and show that the muon observation emerges from the right physical process, differently from what happens at $τ=\infty $. We also study the case of purely virtual particles, and show that, if $τ$ is small enough, there exists a situation where the geometric series of the self-energies is always convergent. The plots of the dressed propagators show testable differences: while physical particles are characterized by the usual, single peak, purely virtual particles are characterized by twin peaks. PDFJ. High Energ. Phys. 07 (2023) 99 | DOI: 10.1007/JHEP07(2023)099 arXiv: 2304.07643 [hep-ph]

  • We provide a diagrammatic formulation of perturbative quantum field theory in a finite interval of time $τ$, on a compact space manifold $Ω$. We explain how to compute the evolution operator $U(t_{\text{f}},t_{\text{i}})$ between the initial time $t_{\text{i}}$ and the final time $t_{\text{f}}=t_{\text{i}}+τ$, study unitarity and renormalizability, and show how to include purely virtual particles, by rendering some physical particles (and all the ghosts, if present) purely virtual. The details about the restriction to finite $τ$ and compact $Ω$ are moved away from the internal sectors of the diagrams (apart from the discretization of the three-momenta), and coded into external sources. So doing, the diagrams are as similar as possible to the usual $S$ matrix diagrams, and most known theorems extend straightforwardly. Unitarity is studied by means of the spectral optical identities, and the diagrammatic version of the identity $U^†(t_{\text{f}},t_{\text{i}})U(t_{\text{f}},t_{\text{i}})=1$. The dimensional regularization is extended to finite $τ$ and compact $Ω$, and used to prove, under general assumptions, that renormalizability holds whenever it holds at $τ=\infty $, $Ω=\mathbb{R}^{3}$. Purely virtual particles are introduced by removing the on-shell contributions of some physical particles, and the ghosts, from the core diagrams, and trivializing their initial and final conditions. The resulting evolution operator $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ is unitary, but does not satisfy the more general identity $U_{\text{ph}}(t_{3},t_{2})U_{\text{ph}}(t_{2},t_{1})$ $=U_{\text{ph}}(t_{3},t_{1})$. As a consequence, $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ cannot be derived from a Hamiltonian in a standard way, in the presence of purely virtual particles. PDFJ. High Energ. Phys. 07 (2023) 209 | DOI: 10.1007/JHEP07(2023)209 arXiv: 2304.07642 [hep-th]

  • We formulate a new quantization principle for perturbative quantum field theory, based on a minimally non time-ordered product, and show that it gives the theories of physical particles and purely virtual particles. Given a classical Lagrangian, the quantization proceeds as usual, guided by the time-ordered product, up to the common scattering matrix $S$, which satisfies a unitarity or a pseudounitarity equation. The physical scattering matrix $S_{\text{ph}}$ is built from $S$, by gluing $S$ diagrams together into new diagrams, through non time-ordered propagators. We classify the most general way to gain unitarity by means of such operations, and point out that a special solution “minimizes” the time-ordering violation. We show that the scattering matrix $S_{\text{ph}}$ given by this solution coincides with the one obtained by turning the would-be ghosts (and possibly some would-be physical particles) into purely virtual particles (fakeons). We study tricks to descend and ascend in a unique way among diagrams, and illustrate them in several examples: the ascending chain from the bubble to the hexagon, at one loop; the box with diagonal, at two loops; other diagrams, with more loops. PDFJ. High Energy Phys. 12 (2022) 088 | DOI: 10.1007/JHEP12(2022)088 arXiv: 2210.14240 [hep-th]

Papers

Here are all papers published on Renormalization.COM

A more compact single-page list can be found at this link

We elaborate on the idea of fake particle and study its physical consequences. When a theory contains fakeons, the true classical limit is determined by the quantization and a subsequent process of “classicization”. One of the major predictions due to the fake particles is the violation of microcausality, which survives the classical limit. This fact gives hope to detect the violation experimentally. A fakeon of spin 2, together with a scalar field, is able to make quantum gravity renormalizable while preserving unitarity. We claim that the theory of quantum gravity emerging from this construction is the right one. By means of the classicization, we work out the corrections to the field equations of general relativity. We show that the finalized equations have, in simple terms, the form $\langle F\rangle =ma$, where $\langle F\rangle $ is an average that includes a little bit of “future”.

PDF

Class. and Quantum Grav. 36 (2019) 065010 | DOI: 10.1088/1361-6382/ab04c8

arXiv: 1809.05037 [hep-th]

We investigate the properties of fakeons in quantum gravity at one loop. The theory is described by a graviton multiplet, which contains the fluctuation $h_{\mu \nu }$ of the metric, a massive scalar $\phi $ and the spin-2 fakeon $\chi _{\mu \nu }$. The fields $\phi $ and $\chi _{\mu \nu }$ are introduced explicitly at the level of the Lagrangian by means of standard procedures. We consider two options, where $\phi $ is quantized as a physical particle or a fakeon, and compute the absorptive part of the self-energy of the graviton multiplet. The width of $\chi _{\mu \nu }$, which is negative, shows that the theory predicts the violation of causality at energies larger than the fakeon mass. We address this issue and compare the results with those of the Stelle theory, where $\chi _{\mu \nu }$ is a ghost instead of a fakeon.

PDF

J. High Energy Phys. 11 (2018) 21 | DOI: 10.1007/JHEP11(2018)021

arXiv: 1806.03605 [hep-th]

A theory of quantum gravity has been recently proposed by means of a novel quantization prescription, which is able to turn the poles of the free propagators that are due to the higher derivatives into fakeons. The classical Lagrangian contains the cosmological term, the Hilbert term, $
\sqrt{-g}R_{\mu \nu }R^{\mu \nu }$ and $\sqrt{-g}R^{2}$. In this paper, we compute the one-loop renormalization of the theory and the absorptive part of the graviton self energy. The results illustrate the mechanism that makes renormalizability compatible with unitarity. The fakeons disentangle the real part of the self energy from the imaginary part. The former obeys a renormalizable power counting, while the latter obeys the nonrenormalizable power counting of the low energy expansion and is consistent with unitarity in the limit of vanishing cosmological constant. The value of the absorptive part is related to the central charge $c$ of the matter fields coupled to gravity.

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J. High Energ. Phys. 05 (2018) 27 | DOI: 10.1007/JHEP05(2018)027

arXiv: 1803.07777 [hep-th]

→ Mathematica files attached to paper

The “fakeon” is a fake degree of freedom, i.e. a degree of freedom that does not belong to the physical spectrum, but propagates inside the Feynman diagrams. Fakeons can be used to make higher-derivative theories unitary. Moreover, they help us clarify how the Lee-Wick models work. In this paper we study the fakeon models, that is to say the theories that contain fake and physical degrees of freedom. We formulate them by (nonanalytically) Wick rotating their Euclidean versions. We investigate the properties of arbitrary Feynman diagrams and, among other things, prove that the fakeon models are perturbatively unitary to all orders. If standard power counting constraints are fulfilled, the models are also renormalizable. The S matrix is regionwise analytic. The amplitudes can be continued from the Euclidean region to the other regions by means of an unambiguous, but nonanalytic, operation, called average continuation. We compute the average continuation of typical amplitudes in four, three and two dimensions and show that its predictions agree with those of the nonanalytic Wick rotation. By reconciling renormalizability and unitarity in higher-derivative theories, the fakeon models are good candidates to explain quantum gravity.

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J. High Energy Phys. 02 (2018) 141 | DOI: 10.1007/JHEP02(2018)141

arXiv: 1801.00915 [hep-th]

hal-01900285

We study the main options for a unitary and renormalizable, local quantum field theory of the gravitational interactions. The first model is a Lee-Wick superrenormalizable higher-derivative gravity, formulated as a nonanalytically Wick rotated Euclidean theory. We show that, under certain conditions, the $S$ matrix is unitary when the cosmological constant vanishes. The model is the simplest of its class. However, infinitely many similar options are allowed, which raises the issue of uniqueness. To deal with this problem, we propose a new quantization prescription, by doubling the unphysical poles of the higher-derivative propagators and turning them into Lee-Wick poles. The Lagrangian of the simplest theory of quantum gravity based on this idea is the linear combination of $R$, $R_{\mu \nu}R^{\mu \nu }$, $R^{2}$ and the cosmological term. Only the graviton propagates in the cutting equations and, when the cosmological constant vanishes, the $S$ matrix is unitary. The theory satisfies the locality of counterterms and is renormalizable by power counting. It is unique in the sense that it is the only one with a dimensionless gauge coupling.

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J. High Energy Phys. 06 (2017) 086 | DOI: 10.1007/JHEP06(2017)086

arXiv: 1704.07728 [hep-th]

OSF preprints | DOI: 10.31219/osf.io/rbt2c

hal-01900209

→ Mathematica files attached to paper

We study the perturbative unitarity of the Lee-Wick models, formulated as nonanalytically Wick rotated Euclidean theories. The complex energy plane is divided into disconnected regions and the values of a loop integral in the various regions are related to one another by a nonanalytic procedure. We show that the one-loop diagrams satisfy the expected, unitary cutting equations in each region: only the physical degrees of freedom propagate through the cuts. The goal can be achieved by working in suitable subsets of each region and proving that the cutting equations can be analytically continued as a whole. We make explicit calculations in the cases of the bubble and triangle diagrams and address the generality of our approach. We also show that the same higher-derivative models violate unitarity if they are formulated directly in Minkowski spacetime.

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Phys. Rev. D 96 (2017) 045009 | DOI: 10.1103/PhysRevD.96.045009

arXiv: 1703.05563 [hep-th]

The Lee-Wick models are higher-derivative theories that are claimed to be unitary thanks to a peculiar cancelation mechanism. In this paper, we provide a new formulation of the models, to clarify several aspects that have remained quite mysterious, so far. Specifically, we define them as nonanalytically Wick rotated Euclidean theories. The complex energy plane is divided into disconnected regions, which can be related to one another by a well defined, albeit nonanalytic procedure. Working in a generic Lorentz frame, the models are intrinsically equipped with the right recipe to treat the pinchings of the Lee-Wick poles, with no need of external ad hoc prescriptions. We describe these features in detail by calculating the one-loop bubble diagram and explaining how the key properties generalize to more complicated diagrams. The physical results of our formulation are different from those of the previous ones. The unusual behaviors of the physical amplitudes lead to interesting phenomenological predictions.

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J. High Energy Phys. 06 (2017) 066 | DOI: 10.1007/JHEP06(2017)066

arXiv: 1703.04584 [hep-th]

The cutting equations are diagrammatic identities that are used to prove perturbative unitarity in quantum field theory. In this paper, we derive algebraic, upgraded versions of them. Differently from the diagrammatic versions, the algebraic identities also holds for propagators with arbitrary, nonvanishing widths. In particular, the cut propagators do not need to vanish off shell. The new approach provides a framework to address unsolved problems of perturbative quantum field theory and a tool to investigate perturbative unitarity in higher-derivative theories that are relevant to the problem of quantum gravity, such as the Lee-Wick models and the fakeon models.

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Ann. Phys. 394 (2018) 294 | DOI: 10.1016/j.aop.2018.04.034

arXiv: 1612.07148 [hep-th]

We show that Minkowski higher-derivative quantum field theories are generically inconsistent, because they generate nonlocal, non-Hermitian ultraviolet divergences, which cannot be removed by means of standard renormalization procedures. By “Minkowski theories” we mean theories that are defined directly in Minkowski spacetime. The problems occur when the propagators have complex poles, so that the correlation functions cannot be obtained as the analytic continuations of their Euclidean versions. The usual power counting rules fail and are replaced by much weaker ones. Self-energies generate complex divergences proportional to inverse powers of D’Alembertians. Three-point functions give more involved nonlocal divergences, which couple to infrared effects. The violations of the locality and Hermiticity of counterterms are illustrated by means of explicit computations in scalar models and higher-derivative gravity.

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Eur. Phys. J. C 77 (2017) 84 | DOI: 10.1140/epjc/s10052-017-4646-7

arXiv: 1612.06510 [hep-th]

We reconsider perturbative unitarity in quantum field theory and upgrade several arguments and results. The minimum assumptions that lead to the largest time equation, the cutting equations and the unitarity equation are identified. Using this knowledge and a special gauge, we give a new, simpler proof of perturbative unitarity in gauge theories and generalize it to quantum gravity, in four and higher dimensions. The special gauge interpolates between the Feynman gauge and the Coulomb gauge without double poles. When the Coulomb limit is approached, the unphysical particles drop out of the cuts and the cutting equations are consistently projected onto the physical subspace. The proof does not extend to nonlocal quantum field theories of gauge fields and gravity, whose unitarity remains uncertain.

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Phys. Rev. D 94 (2016) 025028 | DOI: 10.1103/PhysRevD.94.025028

arXiv: 1606.06348 [hep-th]

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