Theories of gravitation

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Recent papers

  • We investigate formulations of quantum field theories whose kinetic terms involve fractional or continuous powers of the d’Alembert operator. The primary requirements are perturbative unitarity and a well-defined classical limit with a finite number of initial conditions. A direct approach consists of continuing the correlation functions from Euclidean space to Minkowski spacetime using the fakeon prescription for the fractional part of the power. Alternative formulations arise through decomposition, in which the fractional part is represented as a continuum of ordinary fakeons. These options are infinite in number and yield inequivalent Minkowskian theories with the same Euclidean counterpart. We demonstrate these features at tree level and for bubble diagrams. We also point out potential pitfalls in the calculations. Finally, we show how to treat continuous powers of covariant d’Alembertians in fractional gauge and gravity theories. The Ward and Cutkosky identities hold in all formulations. PDFarXiv: 2604.23215 [hep-th]

  • Certain approaches to quantum gravity, such as the one based on the concept of purely virtual particles (fakeons), sacrifice the cause-effect relation at very small scales to reconcile renormalizability with unitarity. Other developments have also urged caution regarding the idea of causality as a fundamental principle. In this paper, we examine the problem from multiple perspectives, including locality and predictivity, and extend the existing skepticism in several directions. Emphasizing the impact of unruly “disruptors”, we point out that the illusory arrow of time associated with causality and predictivity is inherently statistical. This renders the cause-effect relation strained at the microscopic level. We also show that causation is a borderline concept that demands belief in entities which can act on nature without being part of it. Ultimately, not only is renouncing microcausality a reasonable price to pay for a consistent and predictive theory of quantum gravity (as is the one based on the fakeon idea), but the very notion of causality is misleading. Resting as it does on metaphysical assumptions, it should therefore be abandoned in fundamental physics. PDFFound. Phys. 56 (2026) 27 | DOI: 10.1007/s10701-026-00928-8 arXiv: 2601.06346 [gr-qc] Versione italiana

  • Theories with purely virtual particles (fakeons) do not possess a classical action in the strict sense, but rather a “classicized” one, obtained by integrating out the fake particles at tree level. Although this procedure generates nonlocal interactions, we show that the resulting classicized equations of motion are not burdened with the need to specify infinitely many initial conditions. The reason is the inherent link between the fakeonic system and the parent higher-derivative local system: the solution space of the former is an appropriate subspace of solutions of the latter. A somewhat unexpected proviso is that, in order to avoid overcounting, the fakeon prescription must be obtained as a limit or special case of a more generic prescription. Ultimately, the set of degrees of freedom matches physical expectations, the extra ones (ghosts or otherwise) being removed by rendering them purely virtual. We illustrate the counting in simple linear solvable models and provide the general proof. Along similar lines, we analyze Dirac’s removal of runaway solutions in classical electrodynamics. PDFJ. High Energy Phys. 01 (2026) 104 | DOI: 10.1007/JHEP01(2026)104 arXiv: 2510.05276 [hep-th]

  • In the context of field theories with complex poles, we scrutinize four inequivalent ways of defining the scattering amplitudes, each forfeiting one or more tenets of standard quantum field theory while preserving the others: (i) a textbook Wick rotation by analytic continuation of the external momenta from Euclidean to Lorentzian signature (no optical theorem), (ii) the Lee–Wick–Nakanishi prescription, integrating along a certain contour in the complex energy plane (no Lorentz invariance), (iiii) the fakeon prescription, where, in addition, spatial momenta are integrated on a complex path defined by the locus of singularities of the loop integrand (no analyticity of the amplitude) and (iv) to work directly on Minkowski spacetime, which violates the optical theorem and also bars power-counting renormalizability. In general, mixed Euclidean-Lorentzian prescriptions for internal and external momenta in loop integrals break Lorentz invariance, regardless of the type of masses involved. We conclude that, of the above four options, only the fakeon prescription is physically viable and can have applications to quantum gravity. PDFJ. High Energy Phys. 05 (2025) 145 | DOI: 10.1007/JHEP05(2025)145 arXiv: 2503.01841 [hep-th]

  • We investigate the relationship between nonlocal and local quantum field theories, and search for a viable notion of “local limit” to relate the unitary models. In Euclidean space it is relatively easy to have nonlocal theories with well-behaved local limits. In Minkowski spacetime, instead, singular behaviors are generically expected. Relaxing some assumptions on the “form factors” considered in the literature, we identify a class of models that have regular local limits in Minkowski spacetime. We call the models “asymptotically local” quantum field theories (AL-QFTs) and show that their limits are theories with physical and purely virtual particles (PVPs). In the bubble diagram, the nonlocal deformation generates PVPs straightforwardly. In the triangle diagram, it does so possibly up to multi-threshold corrections, which may be adjusted by tuning the deformation itself. We also build an asymptotically local deformation of quantum gravity with purely virtual particles. AL-QFT can serve various purposes, such as suggesting innovative approaches to off-shell physics, providing an alternative formulation for theories with PVPs, or smoothing out nonanalytic behaviors. We discuss its inherent arbitrariness and the implications for renormalizability. PDFEur. Phys. J. C 85 (2025) 999 | DOI: 10.1140/epjc/s10052-025-14578-z arXiv: 2410.21599 [hep-th]

  • We study the impact of the expansion of the universe on a broad class of objects, including black holes, neutron stars, white dwarfs, and others. Using metrics that incorporate primordial inhomogeneities, the effects of a hypothetical “center of the universe” on inflation are calculated. Dynamic coordinates for black holes that account for expansions or contractions with arbitrary rates are provided. We consider the possibility that the universe may be bound to evolve into an ultimate state of “total dilution”, wherein stable particles are so widely separated that physical communication among them will be impossible for eternity. This is also a scenario of “cosmic virtuality”, as no wave-function collapse would occur again. We provide classical models evolving this way, based on the Majumdar-Papapetrou geometries. More realistic configurations, instead, indicate that gravitational forces locally counteract expansion, except in the universe’s early stages. We comment on whether quantum phenomena may dictate that total dilution is indeed the cosmos’ ultimate destiny. PDFSymmetry 2024, 16(11), 1412 | DOI: 10.3390/sym16111412 arXiv: 2405.12050 [gr-qc] hal-04580536

  • We study gauge theories and quantum gravity in a finite interval of time $ \tau $, on a compact space manifold $\Omega $. The initial, final and boundary conditions are formulated in gauge invariant and general covariant ways by means of purely virtual extensions of the theories, which allow us to “trivialize” the local symmetries and switch to invariant fields (the invariant metric tensor, invariant quark and gluon fields, etc.). The evolution operator $U(t_{\text{f}},t_{\text{i}})$ is worked out diagrammatically for arbitrary initial and final states, as well as boundary conditions on $\partial \Omega $, and shown to be well defined and unitary for arbitrary $\tau =t_{\text{f}}-t_{\text{i}}<\infty $. We illustrate the basic properties in Yang-Mills theory on the cylinder. PDFPhys. Rev. D 109 (2024) 025003 | DOI: 10.1103/PhysRevD.109.025003 arXiv: 2306.07333 [hep-th]

  • We study the free and dressed propagators of physical and purely virtual particles in a finite interval of time $τ$ and on a compact space manifold $Ω$, using coherent states. In the free-field limit, the propagators are described by the entire function $(e^{z}-1-z)/z^{2}$, whose shape on the real axis is similar to the one of a Breit-Wigner function, with an effective width around $1/τ$. The real part is positive, in agreement with unitarity, and remains so after including the radiative corrections, which shift the function into the physical half plane. We investigate the effects of the restriction to finite $τ$ on the problem of unstable particles vs resonances, and show that the muon observation emerges from the right physical process, differently from what happens at $τ=\infty $. We also study the case of purely virtual particles, and show that, if $τ$ is small enough, there exists a situation where the geometric series of the self-energies is always convergent. The plots of the dressed propagators show testable differences: while physical particles are characterized by the usual, single peak, purely virtual particles are characterized by twin peaks. PDFJ. High Energ. Phys. 07 (2023) 99 | DOI: 10.1007/JHEP07(2023)099 arXiv: 2304.07643 [hep-ph]

  • We provide a diagrammatic formulation of perturbative quantum field theory in a finite interval of time $τ$, on a compact space manifold $Ω$. We explain how to compute the evolution operator $U(t_{\text{f}},t_{\text{i}})$ between the initial time $t_{\text{i}}$ and the final time $t_{\text{f}}=t_{\text{i}}+τ$, study unitarity and renormalizability, and show how to include purely virtual particles, by rendering some physical particles (and all the ghosts, if present) purely virtual. The details about the restriction to finite $τ$ and compact $Ω$ are moved away from the internal sectors of the diagrams (apart from the discretization of the three-momenta), and coded into external sources. So doing, the diagrams are as similar as possible to the usual $S$ matrix diagrams, and most known theorems extend straightforwardly. Unitarity is studied by means of the spectral optical identities, and the diagrammatic version of the identity $U^†(t_{\text{f}},t_{\text{i}})U(t_{\text{f}},t_{\text{i}})=1$. The dimensional regularization is extended to finite $τ$ and compact $Ω$, and used to prove, under general assumptions, that renormalizability holds whenever it holds at $τ=\infty $, $Ω=\mathbb{R}^{3}$. Purely virtual particles are introduced by removing the on-shell contributions of some physical particles, and the ghosts, from the core diagrams, and trivializing their initial and final conditions. The resulting evolution operator $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ is unitary, but does not satisfy the more general identity $U_{\text{ph}}(t_{3},t_{2})U_{\text{ph}}(t_{2},t_{1})$ $=U_{\text{ph}}(t_{3},t_{1})$. As a consequence, $U_{\text{ph}}(t_{\text{f}},t_{\text{i}})$ cannot be derived from a Hamiltonian in a standard way, in the presence of purely virtual particles. PDFJ. High Energ. Phys. 07 (2023) 209 | DOI: 10.1007/JHEP07(2023)209 arXiv: 2304.07642 [hep-th]

  • We formulate a new quantization principle for perturbative quantum field theory, based on a minimally non time-ordered product, and show that it gives the theories of physical particles and purely virtual particles. Given a classical Lagrangian, the quantization proceeds as usual, guided by the time-ordered product, up to the common scattering matrix $S$, which satisfies a unitarity or a pseudounitarity equation. The physical scattering matrix $S_{\text{ph}}$ is built from $S$, by gluing $S$ diagrams together into new diagrams, through non time-ordered propagators. We classify the most general way to gain unitarity by means of such operations, and point out that a special solution “minimizes” the time-ordering violation. We show that the scattering matrix $S_{\text{ph}}$ given by this solution coincides with the one obtained by turning the would-be ghosts (and possibly some would-be physical particles) into purely virtual particles (fakeons). We study tricks to descend and ascend in a unique way among diagrams, and illustrate them in several examples: the ascending chain from the bubble to the hexagon, at one loop; the box with diagonal, at two loops; other diagrams, with more loops. PDFJ. High Energy Phys. 12 (2022) 088 | DOI: 10.1007/JHEP12(2022)088 arXiv: 2210.14240 [hep-th]

Nonrenormalizable theories

As it stands, quantum gravity coupled with matter in three spacetime dimensions is not finite. In this paper I show that an algorithmic procedure that makes it finite exists, under certain conditions. To achieve this result, gravity is coupled with an interacting conformal field theory $C$. The Newton constant and the marginal parameters of $C$ are taken as independent couplings. The values of the other irrelevant couplings are determined iteratively in the loop- and energy-expansions, imposing that their beta functions vanish. The finiteness equations are solvable thanks to the following properties: the beta functions of the irrelevant couplings have a simple structure; the irrelevant terms made with the Riemann tensor can be reabsorbed by means of field redefinitions; the other irrelevant terms have, generically, non-vanishing anomalous dimensions. The perturbative expansion is governed by an effective Planck mass that takes care of the interactions in the matter sector. As an example, I study gravity coupled with Chern-Simons $U(1)$ gauge theory with massless fermions, solve the finiteness equations and determine the four-fermion couplings to two-loop order. The construction of this paper does not immediately apply to four-dimensional quantum gravity.

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Nucl.Phys. B687 (2004) 124-142 | DOI: 10.1016/j.nuclphysb.2004.03.024

arXiv:hep-th/0309250

In three spacetime dimensions, where no graviton propagates, pure gravity is known to be finite. It is natural to inquire whether finiteness survives the coupling with matter. Standard arguments ensure that there exists a subtraction scheme where no Lorentz-Chern-Simons term is generated by radiative corrections, but are not sufficiently powerful to ensure finiteness. Therefore, it is necessary to perform an explicit (two-loop) computation in a specific model. I consider quantum gravity coupled with Chern-Simons U(1) gauge theory and massless fermions and show that renormalization originates four-fermion divergent vertices at the second loop order. I conclude that quantum gravity coupled with matter, as it stands, is not finite in three spacetime dimensions.

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Nucl.Phys. B687 (2004) 143-160 | DOI: 10.1016/j.nuclphysb.2004.03.023

arXiv:hep-th/0309249

I study some aspects of the renormalization of quantum field theories with infinitely many couplings in arbitrary space-time dimensions. I prove that when the space-time manifold admits a metric of constant curvature the propagator is not affected by terms with higher derivatives. More generally, certain lagrangian terms are not turned on by renormalization, if they are absent at the tree level. This restricts the form of the action of a non-renormalizable theory, and has applications to quantum gravity. The new action contains infinitely many couplings, but not all of the ones that might have been expected. In quantum gravity, the metric of constant curvature is an extremal, but not a minimum, of the complete action. Nonetheless, it appears to be the right perturbative vacuum, at least when the curvature is negative, suggesting that the quantum vacuum has a negative asymptotically constant curvature. The results of this paper give also a set of rules for a more economical use of effective quantum field theories and suggest that it might be possible to give mathematical sense to theories with infinitely many couplings at high energies, to search for physical predictions.

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Class.Quant.Grav. 20 (2003) 2355-2378 | DOI: 10.1088/0264-9381/20/11/326

arXiv:hep-th/0212013

We go on in the program of investigating the removal of divergences of a generical quantum gauge field theory, in the context of the Batalin-Vilkovisky formalism. We extend to open gauge-algebrae a recently formulated algorithm, based on redefinitions $\delta\lambda$ of the parameters $\lambda$ of the classical Lagrangian and canonical transformations, by generalizing a well-known conjecture on the form of the divergent terms. We also show that it is possible to reach a complete control on the effects of the subtraction algorithm on the space $M_{gf}$ of the gauge-fixing parameters. A principal fiber bundle $E \rightarrow M_{gf}$ with a connection $\omega_1$ is defined, such that the canonical transformations are gauge transformations for $\omega_1$. This provides an intuitive geometrical description of the fact the on shell physical amplitudes cannot depend on $M_{gf}$. A geometrical description of the effect of the subtraction algorithm on the space $M_{ph}$ of the physical parameters lambda is also proposed. At the end, the full subtraction algorithm can be described as a series of diffeomorphisms on $M_{ph}$, orthogonal to $M_{gf}$ (under which the action transforms as a scalar), and gauge transformations on $E$. In this geometrical context, a suitable concept of predictivity is formulated. We give some examples of (unphysical) toy models that satisfy this requirement, though being neither power counting renormalizable, nor finite.

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Class.Quant.Grav. 12 (1995) 319-350 | DOI: 10.1088/0264-9381/12/2/005

arXiv:hep-th/9407023

We consider the problem of removing the divergences in an arbitrary gauge-field theory (possibly nonrenormalizable). We show that this can be achieved by performing, order by order in the loop expansion, a redefinition of some parameters (possibly infinitely many) and a canonical transformation (in the sense of Batalin and Vilkovisky) of fields and BRS sources. Gauge-invariance is turned into a suitable quantum generalization of BRS-invariance. We define quantum observables and study their properties. We apply the result to renormalizable gauge-field theories that are gauge-fixed with a nonrenormalizable gauge-fixing and prove that their predictivity is retained. A corollary is that topological field theories are predictive. Analogies and differences with the formalisms of classical and quantum mechanics are pointed out.

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Class.Quant.Grav. 11 (1994) 2181-2204 | DOI: 10.1088/0264-9381/11/9/005

arXiv:hep-th/9309085

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RENORMALIZATION

Book - PhD Course
1. Functional integral
2. Renormalization
3. Renormalization group
4. Gauge symmetry
5. Canonical gauge formalism
6. Quantum electrodynamics
7. Non-Abelian gauge field theories